George D. Marin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George David Marin was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1988. George had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 1990 - April 19, 1995
FLEMMING, ANDERSON, COHEN & LEE, INC.
March 29, 1990 - June 13, 1990
BOE & COMPANY, INC.
September 29, 1989 - February 15, 1990
WAINWRIGHT, AUSTIN, STONE & CO.
March 14, 1989 - October 4, 1989
FIRST EAGLE, INC.
March 4, 1988 - March 18, 1989
THE STUART-JAMES COMPANY, INCORPORATED
January 19, 1988 - March 8, 1988
AUGUSTA SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FLEMMING, ANDERSON, COHEN & LEE, INC.
CRD#: 23121 / SEC#: , 8-40210
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
