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AB

Angelo J. Benedetto

FOUR POINTS CAPITAL PARTNERS LLC
New York, NY 10016
Some features on this profile are disabled
CRD#: 17935
AB

Professional summary


Angelo Joseph Benedetto is a registered financial professional currently at FOUR POINTS CAPITAL PARTNERS LLC located in New York, New York.

Angelo is registered as a RR (Registered Representative) and started their career in finance in 1971. Angelo has worked at 7 firms and has passed the Series 7TO, SIE, PC, Series 1 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Angelo Joseph Benedetto's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 22, 2018 - Present

FOUR POINTS CAPITAL PARTNERS LLC

Office #1: 99 Park Avenue Suite 810, New York, NY 10016
BD
CRD#: 43149
New York, NY
Past

January 8, 2007 - January 22, 2018

ALLY INVEST SECURITIES LLC

BD
CRD#: 136131
LAKE SUCCESS, NY
Past

April 20, 2004 - January 3, 2007

AEGIS CAPITAL CORP.

BD
CRD#: 15007
NEW YORK, NY
Past

May 24, 1991 - April 8, 2004

APEX CLEARING CORPORATION

BD
CRD#: 13071
DALLAS, TX
Past

May 29, 1990 - April 29, 1991

JJC SECURITIES CO., INC.

BD
CRD#: 3144
Past

July 22, 1983 - December 31, 1984

ADMIRAL DISCOUNT CORPORATION

BD
CRD#: 13512
Past

March 18, 1971 - May 29, 1990

JSC SECURITIES, INC.

BD
CRD#: 475

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(1/22/2018)
RR
New Jersey
(1/31/2018)
RR
New York
(1/25/2018)

Exams


General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
RR
PC
Date: 8/22/1980
AMEX Put and Call Exam
General Industry/Product Exam
RR
Series 1
Date: 3/15/1971
Registered Representative Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


FP
FOUR POINTS CAPITAL PARTNERS LLC
AURORA FINANCIAL SERVICES, L.L.C. | HAYDEN & ASSOCIATES | FOUR POINTS CAPITAL PARTNERS LLC

CRD#: 43149 / SEC#: , 8-50162

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information


Main Address
55a E. Ridgewood Avenue Suite 12, Ridgewood, NJ 07450
Mailing Address
55a E. Ridgewood Avenue Suite 12, Ridgewood, NJ 07450
Phone number
(212) 257-5240
Established
Texas since 07/23/1997
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
5M HOLDINGS LLCMANAGING MEMBER
GRAY, JOHN CLARKECHIEF FINANCIAL OPERATIONS OFFICER / CFO1367440
MARTINO, MICHAEL CHRISTOPHERCHIEF EXECUTIVE OFFICER2579146
MURPHY, GENE RYANCHIEF OPERATIONS OFFICER4739772
TOOKE, JEFFREY ACHIEF COMPLIANCE OFFICER, AMLCO5621579

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FOUR POINTS CAPITAL PARTNERS LLC

CRD#: 43149New York, NY 10016

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