Jeremiah Mccarthy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeremiah Mccarthy, who also goes by Jerry Mccarthy, was a registered financial professional .
Jeremiah is a previously registered financial professional and started their career in finance in 1988. Jeremiah had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2021 - April 1, 2025
STATE FARM INVESTMENT MANAGEMENT CORP.
November 24, 2020 - April 1, 2025
STATE FARM VP MANAGEMENT CORP.
November 23, 2018 - December 20, 2018
STATE FARM VP MANAGEMENT CORP.
August 5, 2002 - December 31, 2016
STATE FARM VP MANAGEMENT CORP.
January 18, 2000 - December 12, 2000
LASALLE ST SECURITIES, L.L.C.
December 7, 1998 - December 22, 1999
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.
September 26, 1996 - June 19, 1998
GUARANTY BROKERAGE SERVICES, INC.
July 19, 1993 - October 27, 1994
CETERA INVESTMENT SERVICES LLC
May 26, 1993 - July 16, 1993
WOODBURY FINANCIAL SERVICES, INC.
February 8, 1990 - June 5, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 8, 1989 - January 24, 1990
LASALLE ST SECURITIES, L.L.C.
August 10, 1988 - July 20, 1989
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
Contact information
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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