AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
GM

Gary E. Morse

AVENTURA SECURITIES
Boca Raton, FL 33431
Some features on this profile are disabled
CRD#: 1793348
GM

Professional summary

Gary Edward Morse is a registered financial professional currently at AVENTURA SECURITIES, LLC located in Boca Raton, Florida.

Gary is registered as a RR (Registered Representative) and started their career in finance in 1997. Gary has worked at 11 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 4 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gary Edward Morse's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 5, 2020 - Present

AVENTURA SECURITIES, LLC

Office #1: 5550 Glades Road Suite 305-15, Boca Raton, FL 33431Office #2: 5550 Glades Road Suite 535, Boca Raton, FL 33431
BD
CRD#: 142374
Boca Raton, FL
Past

August 23, 2017 - June 8, 2020

PRECISION SECURITIES, LLC

BD
CRD#: 103976
BOCA RATON, FL
Past

January 5, 2016 - August 22, 2017

CELADON FINANCIAL GROUP LLC

BD
CRD#: 36538
Boca Raton, FL
Past

August 15, 2014 - April 15, 2015

AEGIS CAPITAL CORP.

BD
CRD#: 15007
Boca Raton, FL
Past

May 22, 2009 - January 27, 2016

LIVINGSTON MONROE CAPITAL GROUP INC.

BD
CRD#: 31228
BOCA RATON, FL
Past

February 26, 2008 - May 28, 2009

DAWSON JAMES SECURITIES, INC.

BD
CRD#: 130645
BOCA RATON, FL
Past

January 29, 2007 - February 26, 2008

W.A. CAPITAL MARKETS

BD
CRD#: 6292
FT. LAUDERDALE, FL
Past

May 4, 2005 - February 1, 2007

FIRST AMERICAN CAPITAL AND TRADING CORPORATION

BD
CRD#: 118812
BALTIMORE, MD
Past

May 27, 1999 - May 17, 2005

HORNBLOWER FISCHER & CO.

BD
CRD#: 10885
NEW YORK, NY
Past

May 13, 1997 - May 19, 1999

WORLDCO, L.L.C.

BD
CRD#: 24673
NEW YORK, NY
Past

March 5, 1997 - May 12, 1997

MILLER TABAK HIRSCH & CO.

BD
CRD#: 10384
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/5/2020)
RR
Florida
(8/6/2020)
RR
New Jersey
(8/14/2020)
RR
New York
(6/5/2020)
RR
South Carolina
(6/5/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 3/25/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 1/11/1999
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 3/4/1997
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 7/8/2010
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/15/2006
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AS
AVENTURA SECURITIES, LLC
AVENTURA SECURITIES, LLC

CRD#: 142374 / SEC#: , 8-67458

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
5550 Glades Road Suite 535, Boca Raton, FL 33431
Mailing Address
5550 Glades Road Suite 535, Boca Raton, FL 33431
Phone number
(305) 466-0467
Established
Florida since 08/10/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (25 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AVENTURA HOLDINGS, LLCOWNER
CAUCEGLIA, DANIEL THOMASCEO,CCO,CIO, CFO1490736
DEVITO, ROBERT MICHAELFINOP/MUNI PRINCIPAL4313445
MOY, TIMOTHY BRIANOPTIONS PRINCIPAL5281548

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AVENTURA SECURITIES, LLC

CRD#: 142374Boca Raton, FL 33431

TRUST BUT VERIFY

Monitor Gary Morse

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
Charles Andrew Fischer
Charles FischerAdvisorCheck Check Mark
RAYMOND JAMES & ASSOCIATES, INC.
IAR
RR
Boca Raton, FL
JF
John FrickerAdvisorCheck Check Mark
EQUITABLE ADVISORS, LLC
IAR
RR
Ft. Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics