Robert W. Kennedy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert William Kennedy was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1993. Robert had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2012 - September 3, 2015
ENCLAVE CAPITAL LLC
August 31, 2009 - January 31, 2011
THINKEQUITY LLC
April 7, 2008 - April 27, 2009
CGS INTERNATIONAL SECURITIES USA, INC.
August 10, 2007 - March 14, 2008
CANACCORD GENUITY SECURITIES LLC
September 30, 2004 - August 10, 2007
COLLINS STEWART INC.
May 10, 2001 - March 29, 2004
CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.
February 19, 1998 - February 16, 2000
ABN AMRO INCORPORATED
January 1, 1996 - January 23, 1998
BARCLAYS CAPITAL INC.
March 29, 1993 - January 1, 1996
BARCLAYS DE ZOETE WEDD INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ENCLAVE CAPITAL LLC
CRD#: 22732 / SEC#: , 8-39592
Contact information
FINRA licenses (18 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
