Jose L. Maya

STATETRUST CAPITAL.

Boca Raton, FL 33487

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CRD#: 1793189

Professional summary

Jose Leon Maya is a registered financial advisor currently at STATETRUST CAPITAL, LLC. located in Boca Raton, Florida and STATETRUST INVESTMENTS INC. located in Boca Raton, Florida.

Jose is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Jose has worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

STATETRUST CAPITAL, LLC -AFFILIATE - SAME ADDRESS. SALES TIME AS NEEDED. STATETRUST LIFE AND ANNUITIES, LTD - AFFILIATE SAME ADDRESS - SALES TIME AS NEEDED. STATETRUST GROUP- AFFILIATE AS NEEDED ST SERVICES AND STHC LLC - AFFILIATE - AS NEEDED; Statetrust International Holding Company - Director - As needed

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jose Leon Maya's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 25, 2006 - Present

STATETRUST CAPITAL, LLC.

Office #1: 1750 Clint Moore Road, Boca Raton, FL 33487

RIA

CRD#: 114052

Boca Raton, FL

Current

March 1, 2002 - Present

STATETRUST INVESTMENTS INC.

Office #1: 1750 Clint Moore Road, Boca Raton, FL 33487

CRD#: 104651

Boca Raton, FL

Past

October 25, 2006 - December 31, 2015

STATETRUST CAPITAL, LLC.

RIA

CRD#: 114052

MIAMI, FL

Past

July 31, 1993 - March 13, 2002

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

June 26, 1991 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

February 23, 1988 - July 1, 1991

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STATETRUST CAPITAL, LLC.

CRD#: 114052 / SEC#: 801-60478

RIA

Registered Investment Advisory firm - (8/10/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/1/2002)

Connecticut
(3/17/2022)

Florida
(3/1/2002)

IAR

Florida
(10/25/2006)

Massachusetts
(11/24/2021)

New York
(3/1/2002)

Pennsylvania
(10/3/2022)

Tennessee
(2/24/2025)

Texas
(6/7/2007)

IAR

Texas
(10/3/2022)

Virginia
(3/13/2007)

Washington
(1/16/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/14/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/22/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 3/16/1988

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 2/20/1988

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

STATETRUST CAPITAL, LLC.

CRD#: 114052 / SEC#: 801-60478

RIA

Registered Investment Advisory firm - (8/10/2001 Approved)

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Contact information

Main Address

1750 Clint Moore Road, Boca Raton, FL 33487

Mailing Address

Phone number

(305) 921-8101

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV2A-02-2025 (10/6/2025)

ADV2B -02-2025 (2/24/2025)

ADV2A- APPPENDIX - WRAP BROCHURE 02-2025 (2/24/2025)

Regulatory assets under management

Total Number of Accounts	235
AUM (Assets Under Management)	$ 92,380,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jose L. Maya

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jose Leon Maya's CRS (Customer Relationship Summary).

Certified licenses

Experience

STATETRUST INVESTMENTS INC.

STATETRUST CAPITAL, LLC.

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

STATETRUST CAPITAL, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/14/2006

Series 63

Date: 1/22/1993

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 3/16/1988

Series 7

Date: 2/20/1988

FINRA

Current Firm

STATETRUST CAPITAL, LLC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STATETRUST CAPITAL, LLC.

TRUST BUT VERIFY

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