Ricardo Blanco
Professional summary
Ricardo Blanco was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Ricardo is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, Ricardo had worked at 8 firms, which includes MIDSOUTH CAPITAL INC., AURORA CAPITAL LLC, VFINANCE INVESTMENTS INC, STERLING FINANCIAL INVESTMENT GROUP INC., JWGENESIS SECURITIES INC., LAIDLAW GLOBAL SECURITIES INC., RURAL SECURITIES INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 2010 - October 17, 2011
MIDSOUTH CAPITAL, INC.
June 3, 2010 - July 27, 2010
AURORA CAPITAL LLC
April 28, 2006 - June 17, 2010
VFINANCE INVESTMENTS, INC
July 15, 1999 - May 8, 2006
STERLING FINANCIAL INVESTMENT GROUP, INC.
January 29, 1999 - June 22, 1999
JWGENESIS SECURITIES, INC.
September 11, 1998 - January 22, 1999
LAIDLAW GLOBAL SECURITIES, INC.
July 28, 1997 - February 11, 1998
RURAL SECURITIES, INC.
June 14, 1988 - August 30, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MIDSOUTH CAPITAL, INC.
CRD#: 35039 / SEC#: , 8-46620
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HILL, MARK DAVID | CHAIRMAN, BOARD MEMBER, AND SHAREHOLDER | 1056054 |
| CAMPBELL, CYNTHIA H | BOARD MEMBER | |
| HILL, EDWARD DAVID JR | SHAREHOLDER | |
| HILL, ROBIN | SHAREHOLDER | |
| JAMA HOLDINGS | SHAREHOLDER | |
| BATEH, RONALD JAMES | PRESIDENT, CEO, RIA CCO, BOARD MEMBER, SHAREHOLDER | 869380 |
| BRUSH, EDWARD | BOARD MEMBER | |
| MURRAY, SANDRA ANN | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT | 1407964 |
| ROYSTER, COLLIN HARDING | REGISTERED PRINCIPAL | 843043 |
| VOOS, VIRGINIA LAWRENCE | FINOP |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
| Bond | 2 |
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