Maria L. Bernaldo De Quiros

SUMMA

Tomball, TX 77375

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CRD#: 1793154

Professional summary

Maria Luisa Bernaldo De Quiros, who also goes by Malu Bernaldo, Maria L Bernaldo, Malu Bernaldo De Quiros, Malu Bernaldo De Quiroz, Maria Luisa Bernaldo De Quiroz, Malu Mckee, Maria Luisa Mckee, is a registered financial advisor currently at SUMMA CORP. located in Tomball, Texas.

Maria is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Maria has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SUMMA ASSET MANAGEMENT LOCATED AT PH PRIME TOWER PISO 12 C1, CALLE LA ROTONDA Y CALLE TRANSVERSAL Y H1, COSTA DEL ESTE, PANAMA, REP DE PANANA. SUB-ADVISOR FOR A PANAMANIAN INVESTMENT ADVISORY FIRM. MY DUTIES INCLUDE PROVIDING RECOMMENDATIONS FOR INDIVIDUAL ACCOUNTS, PROVIDING GENERAL INVESTMENT ADVICE, REVIEWING INVESTMENT ALTERNATIVES AND PROVIDING ASSET ALLOCATION RECOMMENDATIONS. I APEND APPROXIMATELY 16 HOURS A WEEK DURING TRADING HOURS AND IT IS INVESTMENT RELATED. CO-OWNER OF COMMERCIAL REAL ESTATE LOCATED AT OSCAR WILD #9 MEXICO CITY, MEXICO. I CO-OWN THE PROPERTIES WITH MY BROTHERS. I HAVE AN ADMINISTRATOR WHO TAKES CARE OF THE BUSINESS ASPECT OF RENTING THESE PROPERTIES AND I RECEIVE APPROXIMATLEY $5000/MONTH OF RENTAL INCOME. IT IS NON-INVESTMENT RELATED AND APPROXIMATELY 1 HOUR A MONTH IS DEVOTED TO THE BUSINESS AND ARE DURING NON SECURITIES TRADING HOURS. SOLE PROPRIETOR OF SUMMA REALTY LLC, 2 RHAPSODY BEND DR., THE WOODLANDS, TX 77382. SPEND 1 HOUR PER MONTH ON COMMERCIAL RENTAL PROPERTY RECEIVING APPROXIMATLEY $2900 A MONTH. BDQ Realty LLC. Receive approx 25k per year from rental income on medical building. 16% participation through Malu Trust. I am the general manager and spend approx. 2 hours per month on this business

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maria Luisa Bernaldo De Quiros's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 8, 2001 - Present

SUMMA CORP.

Office #1: 25219 Kuykendahl Rd Suite 260, Tomball, TX 77375

RIA

CRD#: 113091

Tomball, TX

Past

February 3, 2014 - January 2, 2020

INSIGHT SECURITIES, INC.

CRD#: 5611

Tomball, TX

Past

August 19, 2011 - January 31, 2014

ARGENTUS SECURITIES, LLC

CRD#: 45915

THE WOODLANDS, TX

Past

February 4, 2008 - February 7, 2008

AWM SERVICES, LLC

CRD#: 6439

THE WOODLANDS, TX

Past

May 9, 2001 - November 30, 2009

INSIGHT SECURITIES, INC.

CRD#: 5611

THE WOODLANDS, TX

Past

February 20, 1997 - May 7, 2001

GAMMA CAPITAL SECURITIES, INC

CRD#: 41748

THE WOODLANDS, TX

Past

January 19, 1988 - December 20, 1995

INVERWORLD SECURITIES, INC.

CRD#: 19845

SAN ANTONIO, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUMMA CORP.

SUMMA CORP. | SUMMA SECURITIES CORP.

CRD#: 113091 / SEC#: 801-107935

RIA

Registered Investment Advisory firm - (6/8/2016 Approved)

Texas

Registered Investment Advisory firm - (6/10/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/8/2001)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/26/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/16/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/3/1988

General Securities Principal Examination

Current Firm

SUMMA CORP.

SUMMA CORP. | SUMMA SECURITIES CORP.

CRD#: 113091 / SEC#: 801-107935

RIA

Registered Investment Advisory firm - (6/8/2016 Approved)

Texas

Registered Investment Advisory firm - (6/10/2016 Terminated)

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Contact information

Main Address

25219 Kuykendahl Rd Suite 260, Tomball, TX 77375

Mailing Address

Phone number

(281) 362-9977

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SUMMA - FORM ADV PART 2A BROCHURE (2/12/2025)

Regulatory assets under management

Total Number of Accounts	66
AUM (Assets Under Management)	$ 458,891,810

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Maria L. Bernaldo De Quiros

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maria Luisa Bernaldo De Quiros's CRS (Customer Relationship Summary).

Certified licenses

Experience

INSIGHT SECURITIES, INC.

ARGENTUS SECURITIES, LLC

AWM SERVICES, LLC

INSIGHT SECURITIES, INC.

GAMMA CAPITAL SECURITIES, INC

INVERWORLD SECURITIES, INC.

Primary Firm SEC Registration

SUMMA CORP.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/26/1988

SIE

Date: 10/1/2018

Series 7

Date: 1/16/1988

Series 24

Date: 5/3/1988

Current Firm

SUMMA CORP.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SUMMA CORP.

TRUST BUT VERIFY

Contact information

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