Robert W. Haggarty
Professional summary
Robert William Haggarty III, who also goes by Robert William III Haggarty, is a registered financial advisor currently at RWH ASSET MANAGEMENT located in Kenosha, Wisconsin.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Robert has worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert William Haggarty III's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 11, 2013 - Present
RWH ASSET MANAGEMENT
Office #1: 6230 10th Street, Kenosha, WI 53144May 27, 2009 - May 1, 2014
PENVEST SECURITIES, INC.
January 29, 2008 - May 21, 2009
STATE FARM VP MANAGEMENT CORP.
September 19, 2006 - December 21, 2007
PENVEST SECURITIES, INC.
July 17, 1998 - September 15, 2006
FIRST ALLIED SECURITIES, INC.
January 1, 1997 - July 23, 1998
B. C. ZIEGLER AND COMPANY
February 1, 1988 - October 26, 1988
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/11/2013)
Exams
Current Firm
RWH ASSET MANAGEMENT
CRD#: 168983 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 20 |
| AUM (Assets Under Management) | $ 2,000,000 |
Red Flags
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Company Information
RWH ASSET MANAGEMENT
CRD#: 168983Kenosha, WI 53144TRUST BUT VERIFY
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