Christopher A. Walter
Professional summary
Christopher Anthony Walter, who also goes by Christopher Anthony Walter, is a registered financial professional currently at R. SEELAUS & CO., LLC located in Chatham, New Jersey.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1988. Christopher has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Anthony Walter's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 14, 2022 - Present
R. SEELAUS & CO., LLC
Office #1: 26 Main Street Suite 300, Chatham, NJ 07928January 2, 2013 - August 31, 2020
BB&T SECURITIES, LLC
July 18, 2003 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
January 5, 2001 - July 30, 2003
RAYMOND JAMES & ASSOCIATES, INC.
May 22, 2000 - November 29, 2000
UBS FINANCIAL SERVICES INC.
September 26, 1991 - May 12, 2000
SCHRODER & CO. INC.
February 29, 1988 - February 25, 1991
DB ALEX. BROWN LLC
February 28, 1988 - February 25, 1991
DB ALEX. BROWN LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/14/2022)
(3/14/2022)
(3/14/2022)
(3/14/2022)
(3/14/2022)
Exams
FINRA
Current Firm
R. SEELAUS & CO., LLC
CRD#: 14974 / SEC#: 801-68283, 8-31475
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SEELAUS HOLDINGS LLC | OWNER/MEMBER | |
| BRUCIA, JAMES BENEDETTO | CO-HEAD OF ORIGINATION AND SYNDICATE, MANAGING DIRECTOR | 1281247 |
| GRAVES, LESLIE ANN | CO HEAD OF ORIGINATION AND SYNDICATE, MANAGING DIRECTOR | 1411769 |
| MITNICK, ANNELIESE NMN | CHIEF EXECUTIVE OFFICER (CEO) | 4862821 |
| MOLCHAN, MAYYA NMN | CHIEF FINANCIAL OFFICER (CFO), FINANCIAL AND OPERATIONS PRINCIPAL ( FINOP) | 5865025 |
| MURRAY III, ALBERT QUENTIN | HEAD OF SALES AND TRADING, MUNICIPAL PRINCIPAL (MP) | 1032639 |
| PAJDAK, KAROLINA NMN | CHIEF COMPLIANCE OFFICER (CCO) | 4491899 |
| SEELAUS, BENJAMIN PATRICK | CHIEF OPERATING OFFICER (COO), REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROSFP) | 4621898 |
| SEELAUS, RICHARD PAUL | CHAIRMAN, | 500660 |
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
