Issam M. Bakir

TNT ASSET MANAGEMENT

ROUND ROCK, TX 78664

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CRD#: 1792922

Professional summary

Issam Mahmoud Bakir, CFP® is a registered financial advisor currently at TNT ASSET MANAGEMENT, LLC located in Round Rock, Texas.

Issam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Issam has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) TNT FINANCIAL SERVICES INC POSITION: Owner NATURE: Insurance-Fixed Annuities; Life/Health; Long-Term Care, Disability, Medicare supplement. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/01/1989 ADDRESS: 105 East Main St., Round Rock TX 78664 DESCRIPTION: President, Sales and service of Insurance products. 2) GLOBAL AUSTIN: Board Member Serving as Treasurer NATURE: Charity/Non-Profit INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 06/2017 ADDRESS: 1103 W. 24th street, Austin, Texas 78705 DESCRIPTION: Board member 3) GOODWILL INDUSTRIES POSITION: Director NATURE: Charity/Non-Profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2014 ADDRESS: 1015 Norwood Park Boulevard, Austin TX 78753 DESCRIPTION: Participate in Board Meetings. 4) ROUND ROCK COMMUNITY FOUNDATION POSITION: Board Member NATURE: Charity INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2015 ADDRESS: 206 East Main St., Round Rock TX 78664 DESCRIPTION: Participate in Board meetings

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Issam Mahmoud Bakir's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1992

Experience

Current

November 8, 2010 - Present

TNT ASSET MANAGEMENT, LLC

Office #1: 105 E. Main Street, Round Rock, TX 78664

RIA

CRD#: 153309

ROUND ROCK, TX

Past

January 28, 2013 - July 24, 2017

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

ROUND ROCK, TX

Past

January 28, 2013 - July 24, 2017

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

ROUND ROCK, TX

Past

October 31, 2005 - January 30, 2013

OSAIC SERVICES, INC.

RIA

CRD#: 133763

ROUND ROCK, TX

Past

October 31, 2005 - January 30, 2013

OSAIC SERVICES, INC.

CRD#: 133763

ROUND ROCK, TX

Past

November 14, 1997 - December 31, 2004

BTS ASSET MANAGEMENT, INC.

RIA

CRD#: 105215

ROUNDROCK, TX

Past

January 22, 1992 - October 31, 2005

SENTRA SECURITIES CORPORATION

RIA

CRD#: 10249

ROUND ROCK, TX

Past

January 17, 1992 - October 31, 2005

SENTRA SECURITIES CORPORATION

CRD#: 10249

PHOENIX, AZ

Past

January 8, 1991 - January 15, 1992

ARAGON FINANCIAL SERVICES, INC.

CRD#: 16023

IRVINE, CA

Past

August 9, 1989 - December 21, 1990

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

March 22, 1988 - August 17, 1989

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

March 22, 1988 - August 17, 1989

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TNT ASSET MANAGEMENT, LLC

TNT ASSET MANAGEMENT, LLC | TNT FINANCIAL SERVICES

CRD#: 153309 / SEC#: 801-130194

RIA

Registered Investment Advisory firm - (6/3/2024 Approved)

Texas

Registered Investment Advisory firm - (7/9/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/8/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/18/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/24/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/17/1989

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/21/1988

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/24/1992

General Securities Principal Examination

Current Firm

TNT ASSET MANAGEMENT, LLC

TNT ASSET MANAGEMENT, LLC | TNT FINANCIAL SERVICES

CRD#: 153309 / SEC#: 801-130194

RIA

Registered Investment Advisory firm - (6/3/2024 Approved)

Texas

Registered Investment Advisory firm - (7/9/2024 Terminated)

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Contact information

Main Address

105 E. Main Street, Round Rock, TX 78664

Mailing Address

P.o. Box 882, Round Rock, TX 78680

Phone number

(512) 255-1600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TNT ASSET MANAGEMENT DISCLOSURE 2A BROCHURE (2/21/2025)

Regulatory assets under management

Total Number of Accounts	462
AUM (Assets Under Management)	$ 145,267,497

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Issam M. Bakir

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Issam Mahmoud Bakir's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

BTS ASSET MANAGEMENT, INC.

SENTRA SECURITIES CORPORATION

SENTRA SECURITIES CORPORATION

ARAGON FINANCIAL SERVICES, INC.

FSC SECURITIES CORPORATION

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

TNT ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/18/1988

SIE

Date: 7/24/2017

Series 7

Date: 6/17/1989

Series 6

Date: 3/21/1988

Series 24

Date: 8/24/1992

Current Firm

TNT ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TNT ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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