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MT

Michael F. Trezza

MATRIX EXECUTIONS
Chicago, IL 60604
Some features on this profile are disabled
CRD#: 1792902
MT

Professional summary

Michael Francis Trezza is a registered financial professional currently at MATRIX EXECUTIONS, LLC located in Chicago, Illinois.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2002. Michael has worked at 13 firms and has passed the Series 63, Series 57TO, SIE, Series 7, Series 10 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Francis Trezza's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 9, 2024 - Present

MATRIX EXECUTIONS, LLC

Office #1: 141 W Jackson Blvd Suite 2020a, Chicago, IL 60604
BD
CRD#: 38455
Chicago, IL
Past

August 31, 2023 - January 8, 2024

BOSONIC SECURITIES

BD
CRD#: 317012
SPEARFISH, SD
Past

August 5, 2020 - January 10, 2022

CLEAR STREET LLC

BD
CRD#: 288933
NEW YORK, NY
Past

May 4, 2017 - September 29, 2020

SAGETRADER, LLC

BD
CRD#: 137862
SAN FRANCISCO, CA
Past

October 23, 2014 - March 22, 2017

BARDOWN CAPITAL LLC

BD
CRD#: 158970
OLD TAPPAN, NJ
Past

October 23, 2014 - April 28, 2017

BAYES CAPITAL LLC

BD
CRD#: 159644
WESTWOOD, NJ
Past

November 8, 2013 - September 19, 2014

ESSEX RADEZ LLC

BD
CRD#: 34649
CHICAGO, IL
Past

June 20, 2013 - November 11, 2013

COMHAR CAPITAL MARKETS, LLC

BD
CRD#: 47955
WILMETTE, IL
Past

January 3, 2011 - August 4, 2011

VIRTU AMERICAS LLC

BD
CRD#: 149823
JERSEY CITY, NJ
Past

October 6, 2008 - January 3, 2011

KNIGHT DIRECT LLC

BD
CRD#: 135924
JERSEY CITY, NJ
Past

October 1, 2008 - October 7, 2008

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

December 15, 2006 - October 1, 2008

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

December 11, 2002 - December 15, 2006

NEOVEST TRADING

BD
CRD#: 39798
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(11/6/2025)
RR
Arizona
(11/6/2025)
RR
California
(11/6/2025)
RR
Colorado
(11/6/2025)
RR
Connecticut
(11/6/2025)
RR
Delaware
(11/6/2025)
RR
Florida
(1/9/2024)
RR
Georgia
(11/6/2025)
RR
Hawaii
(11/6/2025)
RR
Illinois
(1/9/2024)
RR
Indiana
(11/6/2025)
RR
Kansas
(11/6/2025)
RR
Kentucky
(11/6/2025)
RR
Maryland
(11/6/2025)
RR
Massachusetts
(11/6/2025)
RR
Michigan
(11/6/2025)
RR
Minnesota
(11/6/2025)
RR
Missouri
(11/6/2025)
RR
Nebraska
(11/6/2025)
RR
Nevada
(11/6/2025)
RR
New Jersey
(11/6/2025)
RR
New Mexico
(11/6/2025)
RR
New York
(1/9/2024)
RR
North Carolina
(11/6/2025)
RR
Pennsylvania
(11/6/2025)
RR
South Carolina
(11/6/2025)
RR
Texas
(1/9/2024)
RR
Virginia
(11/6/2025)
RR
Washington
(11/6/2025)
RR
Wisconsin
(11/6/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 12/27/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/10/2002
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/2/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/8/2006
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

ME
MATRIX EXECUTIONS, LLC
ITG DERIVATIVES LLC. | YOURTRADE.COM SECURITIES, INC. | REDSKY SECURITIES, LLC | REDSKY SECURITIES, INC. | REDSKY FINANCIAL, LLC | MATRIX EXECUTIONS, LLC | LAKE KATHERINE SECURITIES, LTD.

CRD#: 38455 / SEC#: , 8-48255

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
141 W Jackson Blvd Suite 2020a, Chicago, IL 60604
Mailing Address
141 W Jackson Blvd Suite 2020a, Chicago, IL 60604
Phone number
(312) 334-8040
Established
Illinois since 02/14/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (30 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MATRIX EXECUTIONS HOLDINGS, LLCMEMBER
GREENBERG, ALLEN DAVIDCHIEF OPERATIONS OFFICER1423999
NAYLOR, JORDAN WILLIAMCHIEF EXECUTIVE OFFICER2502309
RAZA, ZOHAIBCHIEF FINANCIAL OFFICER/FINOP7049272
WILLIAMS, JETAUN JENICECHIEF COMPLIANCE OFFICER & AMLCO3257770

Disclosures

Regulatory Event9

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MATRIX EXECUTIONS, LLC

CRD#: 38455Chicago, IL 60604

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