TH
Thomas P. Hoover
KESTRA ADVISORY SERVICES
Wichita, KS 67206
Some features on this profile are disabled
CRD#: 1792448
TH
Professional summary
Thomas Paul Hoover, who also goes by Tom Hoover, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Wichita, Kansas and KESTRA INVESTMENT SERVICES, LLC located in Wichita, Kansas.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Thomas has worked at 6 firms and has passed the Series 66, Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 9, Series 10, Series 53, Series 24 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tom Hoover
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 10/17/2016 Hours per month: 51% - 60% (81 - 96 hours) Hours per month during trading hours: 51% - 60% (71 - 84 hours) Duties: Investment Advisor RepresentativeBusiness Name: HB Investments LLC Investment Related: No Address: 8080 E. Central #200 Wichita KS 67206 Nature of Business: Other Other/None of the Above Managing office operations Position, Title or Relationship: LLC member Start Date: 10/25/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: managing office operationsBusiness Name: Cohlmia Hoover Group Investment Related: Yes Address: 8080 E. Central #200 Wichita KS 67206 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Start Date: 10/17/2016 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Sales of Financial SecuritiesBusiness Name: Harry Hynes Memorial Hospice Investment Related: No Address: 313 S. Market St. Wichita KS 67202 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Board of Directors Start Date: 11/9/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Board DutiesBusiness Name: Fortis Advisors Investment Related: Yes Address: 8080 E. Central #200 Wichita KS 67206 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Start Date: 9/16/2019 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Sales of Financial SecuritiesBusiness Name: Brownlee Lake Club LLC Investment Related: Yes Address: 12724 Meadow Court Wichita KS 67206 Nature of Business: Real Estate Position, Title or Relationship: Member Start Date: 8/31/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: As a member of the LLC I will be responsible for maintaining the hunting property.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Paul Hoover's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 3, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 8080 E. Central #200, Wichita, KS 67206RIA
CRD#: 283330
Wichita, KS
Current
October 17, 2016 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 8080 E. Central Ste 200, Wichita, KS 67206BD
CRD#: 42046
Wichita, KS
Past
November 17, 2010 - December 31, 2016
CAREY, THOMAS, HOOVER & BREAULT ADVISORS
RIA
CRD#: 155330
WICHITA, KS
Past
April 25, 2002 - December 31, 2010
CAREY, THOMAS, HOOVER, & BREAULT, INC.
RIA
CRD#: 38367
WICHITA, KS
Past
July 5, 1995 - October 17, 2016
CAREY, THOMAS, HOOVER, & BREAULT, INC.
BD
CRD#: 38367
WICHITA, KS
Past
December 5, 1989 - July 10, 1995
RHODES SECURITIES, INC.
BD
CRD#: 19610
FT WORTH, TX
Past
February 12, 1988 - November 24, 1989
FIRM ONE SECURITIES, INCORPORATED
BD
CRD#: 13531
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/1/2016)
RR
Arkansas(12/2/2016)
RR
Colorado(1/17/2017)
RR
Florida(10/17/2016)
RR
Indiana(9/10/2024)
IAR
Kansas(10/3/2016)
RR
Kansas(10/17/2016)
RR
Maryland(10/17/2016)
RR
Michigan(10/17/2016)
RR
Missouri(12/6/2016)
RR
Nebraska(10/17/2016)
RR
New Mexico(6/12/2023)
RR
North Carolina(10/25/2016)
RR
Oklahoma(10/25/2016)
RR
Texas(2/21/2017)
IAR
Texas(7/27/2023)
RR
Utah(1/16/2024)
RR
Washington(7/29/2024)
RR
Wisconsin(10/31/2017)
RR
Wyoming(10/17/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 10/1/1990
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Wichita, KS 67206TRUST BUT VERIFY
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