Robert W. Christian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Willis Christian JR, who also goes by Britt Willis Christian Jr, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2006. Robert had worked at 3 firms and has passed the Series 63, SIE and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2015 - April 26, 2017
MOODY CAPITAL SOLUTIONS, INC
January 8, 2014 - November 21, 2014
CIM SECURITIES, LLC
July 28, 2009 - December 20, 2011
MOODY CAPITAL SOLUTIONS, INC
February 27, 2006 - July 17, 2009
MIDTOWN PARTNERS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MOODY CAPITAL SOLUTIONS, INC
CRD#: 15989 / SEC#: , 8-32928
Contact information
FINRA licenses (9 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
