Scott F. Perkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Fuller Perkins was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1988. Scott had worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 1, 2005 - October 11, 2024
STANCORP EQUITIES, INC.
March 17, 2003 - October 11, 2024
STANCORP INVESTMENT ADVISERS, INC.
November 29, 1994 - December 31, 1995
WALNUT STREET SECURITIES, INC.
May 10, 1993 - October 28, 1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
May 10, 1993 - October 28, 1994
SIGNATOR INVESTORS, INC.
January 10, 1991 - September 23, 1992
CAPITAL BROKERAGE CORPORATION
September 29, 1988 - August 7, 1989
ATLANTA SECURITIES & INVESTMENTS, INC.
February 24, 1988 - September 26, 1988
CARILLON INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STANCORP EQUITIES, INC.
CRD#: 19517 / SEC#: , 8-37563
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STANCORP FINANCIAL GROUP, INC. | OWNER OF STANCORP EQUITIES, INC. | |
| BURLIE, JASON MATTHEW | PRESIDENT | 4072452 |
| HUANG, JAMES PEI-YUEN | SECRETARY | 4020305 |
| LIM, CHARLES | CHIEF COMPLIANCE OFFICER | 5039063 |
| MARTIN, SHANNON MICHELLE | 2ND VICE PRESIDENT AND ASSISTANT CONTROLLER | 7616238 |
| PAGLIARULO, DAVID C | TREASURER, FINOP | 6883045 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
