John C. Coffee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Christopher Coffee, who also goes by John C Coffee, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1988. John had worked at 8 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 2011 - March 1, 2012
USAA FINANCIAL PLANNING SERVICES
May 24, 2011 - March 1, 2012
USAA FINANCIAL ADVISORS, INC.
June 11, 2010 - April 7, 2011
FIRST COMMAND BROKERAGE SERVICES, INC.
June 11, 2010 - April 7, 2011
FIRST COMMAND BROKERAGE SERVICES, INC.
October 17, 2008 - May 24, 2010
CULLUM & BURKS SECURITIES, INC.
October 17, 2008 - May 24, 2010
CULLUM & BURKS SECURITIES, INC.
January 7, 2005 - October 21, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 7, 2005 - October 21, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 24, 2001 - January 11, 2005
MORGAN STANLEY DW INC.
July 24, 2001 - January 11, 2005
MORGAN STANLEY DW INC.
February 28, 2000 - August 24, 2001
CULLUM & BURKS SECURITIES, INC.
April 27, 1994 - December 31, 1999
MOMENTUM INDEPENDENT NETWORK INC.
April 6, 1989 - July 10, 1989
HILLTOP SECURITIES INC.
February 23, 1988 - March 22, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
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