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JC

John Christopher Coffee

CRD# 1792201·Registered 1988 - 2012
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Christopher Coffee, who also goes by John C Coffee, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1988 - 2012. John had worked at 8 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John C Coffee

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

USAA FINANCIAL PLANNING SERVICES·CRD# 106352
RIA
Addison, TX
May 24, 2011 - March 1, 2012
USAA FINANCIAL ADVISORS, INC.·CRD# 129035
BD
Addison, TX
May 24, 2011 - March 1, 2012
FIRST COMMAND BROKERAGE SERVICES, INC.·CRD# 3641
RIA
Irving, TX
June 11, 2010 - April 7, 2011
FIRST COMMAND BROKERAGE SERVICES, INC.·CRD# 3641
BD
Irving, TX
June 11, 2010 - April 7, 2011
CULLUM & BURKS SECURITIES, INC.·CRD# 46600
RIA
Dallas, TX
October 17, 2008 - May 24, 2010
CULLUM & BURKS SECURITIES, INC.·CRD# 46600
BD
Dallas, TX
October 17, 2008 - May 24, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Dallas, TX
January 7, 2005 - October 21, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Dallas, TX
January 7, 2005 - October 21, 2008
MORGAN STANLEY DW INC.·CRD# 7556
RIA
Lewisville, TX
July 24, 2001 - January 11, 2005
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
July 24, 2001 - January 11, 2005
CULLUM & BURKS SECURITIES, INC.·CRD# 46600
BD
Dallas, TX
February 28, 2000 - August 24, 2001
MOMENTUM INDEPENDENT NETWORK INC.·CRD# 17587
BD
Dallas, TX
April 27, 1994 - December 31, 1999
HILLTOP SECURITIES INC.·CRD# 6220
BD
Dallas, TX
April 6, 1989 - July 10, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
February 23, 1988 - March 22, 1989

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Current Firm

UF
USAA FINANCIAL PLANNING SERVICES

USAA FINANCIAL PLANNING NETWORK | USAA FINANCIAL PLANNING SERVICES INSURANCE AGENCY, INC. | USAA FINANCIAL PLANNING SERVICES | USAA FINANCIAL PLANNING NETWORK, INC. | USAA FINANCIAL PLANNING NETWORK INC

CRD#: 106352 / SEC#: 801-53347

Contact Information

Main Address

9800 Fredericksburg Road, San Antonio, TX 78288-0227

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2 BROCHURE (3/31/2017)

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1994About the Series 63 exam

Series 31 — Futures Managed Funds Examination

Passed Aug 2001About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Mar 1994About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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