Donald G. Mcduffee

BAY CREST PARTNERS

New York, NY 10005

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CRD#: 1792082

Professional summary

Donald Gilbert Mcduffee, who also goes by Donald Mcduffee, is a registered financial professional currently at BAY CREST PARTNERS, LLC located in New York, New York.

Donald is registered as a RR (Registered Representative) and started their career in finance in 1988. Donald has worked at 15 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 5, Series 7, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Donald Mcduffee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Donald Gilbert Mcduffee's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 14, 2021 - Present

BAY CREST PARTNERS, LLC

Office #1: 40 Wall Street 42nd Floor, New York, NY 10005

CRD#: 39944

New York, NY

Past

January 2, 2013 - November 18, 2022

WHITAKER SECURITIES LLC

CRD#: 121465

NEW YORK, NY

Past

November 16, 2009 - December 6, 2012

BGC FINANCIAL, L.P.

CRD#: 19801

GARDEN CITY, NY

Past

September 27, 2006 - November 12, 2009

TRADITION SECURITIES AND DERIVATIVES LLC

CRD#: 28269

NEW YORK, NY

Past

October 24, 2005 - May 11, 2006

GH TRADERS LLC

CRD#: 36665

GARDEN CITY, NY

Past

September 19, 2005 - October 21, 2005

GELBER SECURITIES, LLC

CRD#: 18367

CHICAGO, IL

Past

October 23, 2001 - July 27, 2005

SEABOARD SECURITIES, INC.

CRD#: 755

FLORHAM PARK, NJ

Past

November 3, 2000 - October 18, 2001

WEEDEN & CO.L.P.

CRD#: 16835

GREENWICH, CT

Past

April 16, 1997 - October 31, 2000

ICAP SECURITIES USA LLC

CRD#: 19739

NEW YORK, NY

Past

May 28, 1991 - April 2, 1997

INTERCAPITAL GOVERNMENT SECURITIES INC.

CRD#: 19710

NEW YORK, NY

Past

May 3, 1991 - April 2, 1997

EXCO RMJ INTERNATIONAL INC.

CRD#: 21287

Past

December 12, 1989 - April 1, 1991

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

September 23, 1988 - December 21, 1989

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

May 3, 1988 - September 13, 1988

J. T. MORAN & CO., INC.

CRD#: 15655

Past

March 16, 1988 - May 18, 1988

GREENTREE SECURITIES CORP.

CRD#: 7372

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(5/14/2021)

Exams

State Security Law Exam

Series 63

Date: 3/14/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 10/17/2016

National Commodity Futures Examination

General Industry/Product Exam

Series 55

Date: 8/17/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 5

Date: 1/30/1995

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 2/20/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/14/1997

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 10/10/1994

Registered Options Principal Examination

SRO Registrations

FINRA

Current Firm

BAY CREST PARTNERS, LLC

AFC PARTNERS, LLC | BAY CREST PARTNERS, LLC

CRD#: 39944 / SEC#: , 8-48931

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

40 Wall Street 42nd Floor, New York, NY 10005

Mailing Address

40 Wall Street 42nd Floor, New York, NY 10005

Phone number

(212) 480-1400

Established

New York since 12/20/1994

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (26 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FREEDOM HOLDING GROUP, LLC	SOLE LLC MEMBER
CARBONARA, LISA	CCO	5227955
MULLIGAN, WILLIAM PETER JR.	GENERAL SECURITIES PRINCIPAL, LLC MANAGER, CEO	1614209
SCHEUERMANN, JOSEPH PHILIP	COO	3273673
SCHEUERMANN, JOSEPH PHILIP	PFO, POO, FINOP	3273673
WEISS, NICHOLAS DANIEL	ROP	2856151

Disclosures

Regulatory Event

Red Flags

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Advisor Monitoring

Firm Stability Insights

Donald G. Mcduffee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Donald Gilbert Mcduffee's CRS (Customer Relationship Summary).

Certified licenses

Experience

WHITAKER SECURITIES LLC

BGC FINANCIAL, L.P.

TRADITION SECURITIES AND DERIVATIVES LLC

GH TRADERS LLC

GELBER SECURITIES, LLC

SEABOARD SECURITIES, INC.

WEEDEN & CO.L.P.

ICAP SECURITIES USA LLC

INTERCAPITAL GOVERNMENT SECURITIES INC.

EXCO RMJ INTERNATIONAL INC.

LEHMAN BROTHERS INC.

CITIGROUP GLOBAL MARKETS INC.

J. T. MORAN & CO., INC.

GREENTREE SECURITIES CORP.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/14/1988

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 10/17/2016

Series 55

Date: 8/17/2000

Series 5

Date: 1/30/1995

Series 7

Date: 2/20/1988

Series 24

Date: 1/14/1997

Series 4

Date: 10/10/1994

FINRA

Current Firm

BAY CREST PARTNERS, LLC

Contact information

FINRA licenses (26 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

BAY CREST PARTNERS, LLC

TRUST BUT VERIFY

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