Jeffrey M. Miller

CONVERGENCY PARTNERS ADVISORS LLC

BOSTON, MA 02110

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CRD#: 1792014

Professional summary

Jeffrey M Miller is a registered financial advisor currently at CONVERGENCY PARTNERS ADVISORS LLC located in Boston, Massachusetts.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Jeffrey has worked at 10 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

i) Member of Montauk Investment Partners, Passive investment fund; less than 1 hours/month devoted to this activity. ii) Member of Miller Associates, Passive real estate holding LLC ; less than 1 hours/month devoted to this activity. iii) Founder of New Modality Sports, Inc. ; 10 hours/month devoted to this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey M Miller's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 28, 2023 - Present

CONVERGENCY PARTNERS ADVISORS LLC

Office #1: 265 Franklin Street Suite 1702, Boston, MA 02110

RIA

CRD#: 326447

BOSTON, MA

Past

December 15, 2020 - June 12, 2024

MIDDLEMARCH SECURITIES LLC

CRD#: 283508

STAMFORD, CT

Past

February 11, 2019 - April 17, 2019

FORGE SECURITIES LLC

CRD#: 134596

SAN FRANCISCO, CA

Past

December 10, 2014 - June 23, 2017

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

WEEHAWKEN, NJ

Past

October 10, 2014 - June 23, 2017

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

December 13, 2012 - January 2, 2013

MMC SECURITIES LLC

CRD#: 103846

NORWOOD, MA

Past

September 21, 2009 - December 31, 2010

MMC SECURITIES LLC

CRD#: 103846

NORWOOD, MA

Past

February 17, 2006 - November 1, 2007

MMC SECURITIES LLC

CRD#: 103846

NORWOOD, MA

Past

May 9, 2002 - December 7, 2004

GOLDK INVESTMENT SERVICES, INC

CRD#: 15514

BOSTON, MA

Past

December 5, 2001 - April 22, 2002

PUTNAM INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 106629

BOSTON, MA

Past

April 3, 1995 - April 22, 2002

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

Past

July 31, 1993 - February 22, 1995

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

January 22, 1988 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(8/28/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/8/2014

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 10/11/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/28/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/23/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 2/22/1988

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 1/16/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/1/1993

General Securities Principal Examination

Current Firm

CONVERGENCY PARTNERS ADVISORS LLC

CRD#: 326447 / SEC#:

Massachusetts

Registered Investment Advisory firm - (8/28/2023 Approved)

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Contact information

Main Address

265 Franklin Street Suite 1702, Boston, MA 02110

Mailing Address

265 Franklin Street Suite 1702, Boston, MA 02110

Phone number

(617) 834-2262

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey M. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey M Miller's CRS (Customer Relationship Summary).

Certified licenses

Experience

MIDDLEMARCH SECURITIES LLC

FORGE SECURITIES LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MMC SECURITIES LLC

MMC SECURITIES LLC

MMC SECURITIES LLC

GOLDK INVESTMENT SERVICES, INC

PUTNAM INVESTMENT MANAGEMENT, LLC

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/8/2014

Series 65

Date: 10/11/2001

Series 63

Date: 1/28/1988

SIE

Date: 6/23/2017

Series 3

Date: 2/22/1988

Series 7

Date: 1/16/1988

Series 24

Date: 12/1/1993

Current Firm

CONVERGENCY PARTNERS ADVISORS LLC

Contact information

Documents

Red Flags

Company Information

CONVERGENCY PARTNERS ADVISORS LLC

TRUST BUT VERIFY

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