Thomas Michael Shockman

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 08/2019 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, LONG TERM CARE AND OTHER PRODUCTS 2. NAME OF OTHER BUSINESS: SHOCKMAN FINANCIAL COMPANIES, LLC ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 08/2019 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: OWNER - PROVIDE FINANCIAL SERVICES TO CLIENTS ; 3. NAME OF OTHER BUSINESS: THOMAS SHOCKMAN INVESTMENT RELATED: NO ADDRESS: FARGO, ND NATURE OF BUSINESS: HIGH SCHOOL SPORTS START DATE: 1984 POSITION/TITLE/RELATIONSHIP: OFFICIAL APX NUMBER OF HOURS PER WEEK: 5 HOURS BETWEEN SEPT - NOV APX NUMBER OF HOURS DURING TRADING HOURS: NONE BRIEF DESCRIPTION OF DUTIES: OFFICIATE HIGH SCHOOL FOOTBALL