Kelly G. Kidwell
PARK AVENUE SECURITIES LLC
Campbell, CA 95008
Some features on this profile are disabled
CRD#: 1791875
Professional summary
Kelly Glen Kidwell, CFP®, ChFC®, CLU®, who also goes by Kelly G Dye, Kelly Glen Dye, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Campbell, California.
Kelly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Kelly has worked at 5 firms and has passed the Series 63, Series 65, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kelly G Dye | Kelly Glen Dye
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Pacific Horizons, LLC Own an airplane and office equipment which I hold in an LLC Start: 7/10/2018 109A East Bell Street, Unit A, Sequim, WA 98382 0 hrs per month No annual compensation Not investment related 2. P.A. Warner, LLC, Member/manager of property Start: 12/30/2013 480 N. Indian Hill Blvd, Claremont, CA 91711 0 hrs per month Less than 10% annual compensation Investment related 3. Harrison FourPlex, LLC-Four unit rental property Start: 6/16/2014 333-339 Harrison Ave, Claremont, CA 91711 0 hrs per month Less than 10% annual compensation Investment related 4. Rental Property-Single family home as a rental Start: 7/1/12 406 Charleston Drive, Claremont, CA 91711 0 hrs per month Less than 10% annual compensation Investment related 5. Alamosa Holdings, LLC-Management company for personally owned assets Start: 1/1/16 109A East Bell Street, Unit A, Sequim, WA 98382 0 hrs per month No annual compensation Not investment related 6. APN (Advanced Practice Network) #2-Co-founder and President of the Advanced Practice Network (APN) Start: 3/29/17 109A East Bell Street, Unit A, Sequim, WA 98382 1 total hr per month, 1 during securities trading hrs Less than 10% annual compensation Not investment related 7. Fiscal Advantage, LLC #2-Business performance analytical software consulting and marketing Start: 1/3/17 109A East Bell Street, Unit A, Sequim, WA 98382 1 total hr per month, 1 during securities trading hrs No annual compensation Not investment related 8. Pacific Advisors, LLC-This entity does business with the public in the field of financial services Start: 1/1/1995 109A East Bell Street, Unit A, Sequim, WA 98382 200 total business hrs per month More than 10% annual compensation Investment related 9. Autumn Pacific, LLC-LLC holding real estate for rental Start: 3/15/17 339 Finn Hall Road, Port Angeles, WA 0 hrs per month Less than 10% annual compensation Investment related 10. Insurance Sales for my private clients Start: 7/1/1984 109A East Bell Street, Unit A, Sequim, WA 98382 2 total hrs per month, 2 during securities trading hrs Less than 10% annual compensation Investment related 11. Maritime PA, LLC-for holding rental real estate Start: 7/23/21 127 Maritime Drive, Port Angeles, WA 98362 2 total hrs per month, 0 during securities trading hrs No annual compensation Investment related 12. Colette's Bed and Breakfast-owner Start: 4/1/17 339 Finn Hall Rd. Port Angeles, WA 98362 0 total hrs per month No annual compensation Investment related 13. Key Priorities, LLC-owner-boutique real estate property management company Start: 5/1/19 480 N. Indian Hill Blvd., Suite 2A Claremont, CA 91711 0 hrs per month No annual compensation Not investment related 14. Citizen Aviation Management, LLC, Start: 12/15/23 127 Maritime Drive, Port Angeles, WA 98362 & 109-A E Bell St. Sequim WA 98382 10 total hrs per month, 10 during securities trading hrs No annual compensation Not investment related 15. Rite Bros. Aviation Inc. Start: 6/1/24 1402 Fairchild Airport Rd., Port Angeles WA 98363 5 total hrs per month, 5 during securities trading hrs No annual compensation Not investment related 16. One Pacific Benefits, LLC, P&C Ins Start: 11/15/23 109A East Bell Street, Unit A, Sequim, WA 98363 2 total hrs per month, 2 during securities trading hrs Less than 10% annual compensation Investment related 17. Retire Right LLC Start: 11/30/23 2875 Michelle Drive, Suite 110, Irvine CA 92606 0 hrs per month No annual compensation Not investment related 18. Village PA, LLC Rental Property Start: 6/24/22 234 & 236 Village Ln, Sequim WA 98382 0 hrs per month No annual compensation Investment related 19. Epic View Holdings, LLC Start: 11/30/23 127 Maritime Drive, Port Angeles, WA 98362 1 hr per month No annual compensation Investment related 20. Pacific Trail Side, LLC Start: 11/29/23 127 Maritime Drive, Port Angeles, WA 98362 4 hrs per month No annual compensation Investment related
CRS (Client Relationship Summary) - RIA
Click below to view Kelly Glen Kidwell's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kelly Glen Kidwell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2000
Experience
Current
February 13, 2006 - Present
PARK AVENUE SECURITIES LLC
Office #1: 910 E Hamilton Avenue Suite 150, Campbell, CA 95008Office #2: 109 E. Bell Street, Sequim, WA 98382RIA
BD
CRD#: 46173
Campbell, CA
Current
January 20, 2006 - Present
PARK AVENUE SECURITIES LLC
Office #1: 910 E Hamilton Avenue Suite 150, Campbell, CA 95008Office #2: 109 E. Bell Street, Sequim, WA 98382RIA
BD
CRD#: 46173
Campbell, CA
Past
April 14, 1998 - February 7, 2006
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
MONTCLAIR, CA
Past
January 7, 1998 - February 7, 2006
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
MONTCLAIR, CA
Past
December 8, 1994 - December 31, 1997
OPPENHEIMER & CO. INC.
BD
CRD#: 249
NEW YORK, NY
Past
August 19, 1992 - December 31, 1993
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Past
March 2, 1988 - December 31, 1990
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/27/2007)
RR
Alaska(2/13/2008)
RR
Arizona(1/20/2006)
IAR
Arizona(10/14/2015)
RR
Arkansas(4/9/2007)
RR
California(1/20/2006)
IAR
California(2/13/2006)
RR
Colorado(1/20/2006)
RR
Connecticut(4/23/2007)
IAR
Connecticut(7/24/2019)
RR
Delaware(11/10/2010)
IAR
Delaware(4/24/2020)
RR
District of Columbia(5/1/2007)
IAR
District of Columbia(8/11/2015)
RR
Florida(3/5/2007)
IAR
Florida(11/10/2020)
RR
Georgia(4/12/2007)
RR
Hawaii(3/5/2009)
IAR
Hawaii(8/19/2015)
RR
Idaho(3/6/2007)
RR
Illinois(4/19/2007)
RR
Indiana(4/3/2007)
RR
Iowa(4/23/2007)
RR
Kansas(9/15/2008)
IAR
Kansas(7/18/2014)
RR
Kentucky(4/23/2007)
RR
Louisiana(4/24/2007)
IAR
Louisiana(9/25/2015)
RR
Maine(5/3/2016)
RR
Maryland(3/29/2007)
RR
Massachusetts(1/20/2006)
RR
Michigan(1/20/2006)
RR
Minnesota(4/24/2007)
IAR
Minnesota(8/12/2022)
RR
Mississippi(4/23/2007)
RR
Missouri(4/23/2007)
RR
Montana(2/1/2011)
IAR
Montana(5/22/2015)
RR
Nebraska(5/28/2014)
RR
Nevada(1/20/2006)
IAR
Nevada(2/13/2006)
RR
New Hampshire(4/24/2007)
RR
New Jersey(4/23/2007)
IAR
New Jersey(1/14/2016)
RR
New Mexico(8/28/2006)
RR
New York(4/24/2007)
IAR
New York(4/16/2021)
RR
North Carolina(4/24/2007)
RR
North Dakota(4/24/2007)
RR
Ohio(4/3/2007)
IAR
Ohio(7/21/2015)
RR
Oklahoma(4/24/2007)
RR
Oregon(2/17/2006)
IAR
Oregon(2/17/2006)
RR
Pennsylvania(5/24/2010)
RR
Puerto Rico(12/20/2024)
RR
Rhode Island(1/3/2019)
RR
South Carolina(4/24/2007)
RR
South Dakota(2/1/2011)
RR
Tennessee(4/10/2015)
RR
Texas(1/20/2006)
IAR
Texas(3/14/2008)
RR
Utah(10/25/2006)
IAR
Utah(10/25/2006)
RR
Vermont(4/27/2007)
RR
Virgin Islands(4/29/2019)
RR
Virginia(5/4/2007)
RR
Washington(4/25/2007)
IAR
Washington(3/21/2017)
RR
West Virginia(8/23/2007)
RR
Wisconsin(1/20/2006)
RR
Wyoming(4/26/2007)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
