Jeffrey J. Coombs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey John Coombs was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1997. Jeffrey had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2011 - February 26, 2013
COOMBS CAPITAL MANAGEMENT, LLC
August 2, 2010 - December 31, 2010
COOMBS CAPITAL MANAGEMENT, LLC
August 16, 2007 - July 28, 2008
LPL FINANCIAL LLC
August 16, 2007 - July 28, 2008
LPL FINANCIAL LLC
February 20, 2004 - July 26, 2007
BROOKSTREET SECURITIES CORPORATION
February 19, 2004 - July 26, 2007
BROOKSTREET SECURITIES CORPORATION
March 29, 2001 - June 24, 2003
A. G. EDWARDS & SONS, INC.
March 15, 2001 - June 24, 2003
A. G. EDWARDS & SONS, INC.
April 12, 2000 - March 23, 2001
J.P. MORGAN SECURITIES LLC
September 24, 1998 - April 12, 2000
A. G. EDWARDS & SONS, INC.
October 9, 1997 - September 29, 1998
WELLS FARGO SECURITIES INC.
February 4, 1997 - October 27, 1997
PIPER SANDLER & CO.
State Registrations and Notice Filings
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Exams
Current Firm
COOMBS CAPITAL MANAGEMENT, LLC
CRD#: 154430 / SEC#: 801-71693
Contact information
Red Flags
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