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BA

Bart R. Albrigo

PERENNIAL FINANCIAL SERVICES
Litchfield Park, AZ
Some features on this profile are disabled
CRD#: 1791615
BA

Professional summary

Bart Richard Albrigo is a registered financial advisor currently at PERENNIAL FINANCIAL SERVICES located in Litchfield Park, Arizona.

Bart is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Bart has worked at 9 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bart Richard Albrigo's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 1, 2018 - Present

PERENNIAL FINANCIAL SERVICES

RIA
CRD#: 286477
Litchfield Park, AZ
Past

December 12, 2016 - June 21, 2017

OAKSHORE PARTNERS, LLC

RIA
CRD#: 285727
BEVERLY HILLS, CA
Past

March 6, 2012 - November 23, 2018

BEVERLY HILLS WEALTH MANAGEMENT, LLC

RIA
CRD#: 152031
BEVERLY HILLS, CA
Past

February 13, 2012 - March 9, 2012

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
BEVERLY HILLS, CA
Past

June 1, 2009 - February 3, 2012

MORGAN STANLEY

RIA
CRD#: 149777
SURPRISE, AZ
Past

June 1, 2009 - February 3, 2012

MORGAN STANLEY

BD
CRD#: 149777
SURPRISE, AZ
Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
SURPRISE, AZ
Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
SURPRISE, AZ
Past

November 2, 1998 - April 2, 2007

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
BEVERLY HILLS, CA
Past

March 19, 1998 - April 2, 2007

MORGAN STANLEY DW INC.

BD
CRD#: 7556
BEVERLY HILLS, CA
Past

December 12, 1990 - March 13, 1998

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

January 20, 1988 - December 13, 1990

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PERENNIAL FINANCIAL SERVICES
ALDANA FINANCIAL | TANAKA WEALTH MANAGEMENT GROUP | SHAEFFER PRIVATE WEALTH MANAGEMENT | ROSE GREENE FINANCIAL SERVICES | PERENNIAL WEALTH ADVISORS, LLC | PERENNIAL INVESTMENT ADVISORS, LLC | PERENNIAL INVESTMENT ADVISORS | PERENNIAL FINANCIAL SERVICES | MCCREADY FINANCIAL GROUP, INC | HORG WEALTH MANAGEMENT | FORD FINANCIAL GROUP | COBALT UNLIMITED

CRD#: 286477 / SEC#: 801-110619

RIA
Registered Investment Advisory firm - (6/12/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(2/3/2023)
IAR
Texas
(1/30/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/19/2006
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/26/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 2/22/1988
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 1/16/1988
General Securities Representative Examination

Current Firm

PF
PERENNIAL FINANCIAL SERVICES
ALDANA FINANCIAL | TANAKA WEALTH MANAGEMENT GROUP | SHAEFFER PRIVATE WEALTH MANAGEMENT | ROSE GREENE FINANCIAL SERVICES | PERENNIAL WEALTH ADVISORS, LLC | PERENNIAL INVESTMENT ADVISORS, LLC | PERENNIAL INVESTMENT ADVISORS | PERENNIAL FINANCIAL SERVICES | MCCREADY FINANCIAL GROUP, INC | HORG WEALTH MANAGEMENT | FORD FINANCIAL GROUP | COBALT UNLIMITED

CRD#: 286477 / SEC#: 801-110619

RIA
Registered Investment Advisory firm - (6/12/2017 Approved)
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Contact information

Main Address
11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025
Mailing Address
Phone number
(310) 445-2504
Established
Firm type
Fiscal year end
# of Employees
50

SEC notice filing (32 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (5/28/2025)
FORM ADV PART 2A, APP 1 - WRAP BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts2,833
AUM (Assets Under Management)$ 1,898,116,372

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PERENNIAL FINANCIAL SERVICES

CRD#: 286477Litchfield Park, AZ

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