Alix Jean Cethoute
Professional Summary
Alix Jean Cethoute, who also goes by Alix Jean Cethoute, is a registered financial advisor currently at BANCROFT CAPITAL, LLC located in Irving, Texas. Alix is registered as a RR (Registered Representative) and started their career in finance in 1989. Alix has worked at 6 firms and has passed the Series 63, Series 52TO, SIE, Series 50, Series 7 and Series 53 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Alix Jean Cethoute
Similar Advisors
ORION WEALTH MANAGEMENT LLC
EDWARD JONES
LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
ORION WEALTH MANAGEMENT LLC
EDWARD JONES
LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
ORION WEALTH MANAGEMENT LLC
EDWARD JONES
LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
ORION WEALTH MANAGEMENT LLC
EDWARD JONES
LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Years of Experience
37 years in the financial services industry
Current & Past Employments
Similar Advisors
ORION WEALTH MANAGEMENT LLC
EDWARD JONES
LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current Firm
BANCROFT CAPITAL, LLC
Contact Information
Main Address
501 Office Center Drive Suite 130, Fort Washington, PA 19034Mailing Address
501 Office Center Drive Suite 130, Fort Washington, PA 19034Phone Number
(484) 686-0346Established
Pennsylvania since 07/04/2017Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Small# of Employees
4FINRA licenses (35 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Similar Advisors
ORION WEALTH MANAGEMENT LLC
EDWARD JONES
LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
ORION WEALTH MANAGEMENT LLC
EDWARD JONES
LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
State Registrations and Notice Filings
(9/25/2023)
(9/25/2023)
(9/25/2023)
(9/25/2023)
(9/25/2023)
(9/25/2023)
(9/25/2023)
(10/20/2022)
(9/25/2023)
(9/25/2023)
(9/25/2023)
(9/25/2023)
(9/25/2023)
(9/25/2023)
(9/25/2023)
(9/25/2023)
(9/25/2023)
(9/25/2023)
(9/25/2023)
(9/25/2023)
(9/25/2023)
(9/25/2023)
(9/25/2023)
(9/25/2023)
(9/25/2023)
(9/26/2023)
(9/25/2023)
(10/20/2022)
(9/25/2023)
(10/20/2022)
(9/25/2023)
(9/25/2023)
(9/25/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 50 — Municipal Advisor Representative Qualification Exam
Passed Mar 2018About the Series 50 examSRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
Similar Advisors
ORION WEALTH MANAGEMENT LLC
EDWARD JONES
LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRS (Client Relationship Summary) - BD
Click below to view Alix Jean Cethoute's CRS (Customer Relationship Summary).
Similar Advisors
ORION WEALTH MANAGEMENT LLC
EDWARD JONES
LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
