Alix J. Cethoute
Professional summary
Alix Jean Cethoute, who also goes by Alix Jean Cethoute, is a registered financial professional currently at BANCROFT CAPITAL, LLC located in Irving, Texas.
Alix is registered as a RR (Registered Representative) and started their career in finance in 1989. Alix has worked at 6 firms and has passed the Series 63, Series 52TO, SIE, Series 50, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alix Jean Cethoute's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 20, 2022 - Present
BANCROFT CAPITAL, LLC
Office #1: 5000 Riverside Drive Building 6, Suite 100e, Irving, TX 75039November 27, 2019 - October 11, 2022
UMB FINANCIAL SERVICES, INC.
September 1, 2017 - September 30, 2019
GEORGE K. BAUM & COMPANY
May 19, 2006 - August 21, 2017
SAMCO CAPITAL MARKETS, INC.
June 29, 2005 - May 19, 2006
PENSON FINANCIAL SERVICES, INC.
November 22, 1989 - July 8, 2003
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
BANCROFT CAPITAL, LLC
CRD#: 290665 / SEC#: , 8-70035
Contact information
FINRA licenses (34 States and Territories)
Red Flags
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