Courtney C. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Courtney Crews Miller, who also goes by Courtney Miller, was a registered financial professional .
Courtney is a previously registered financial professional and started their career in finance in 1988. Courtney had worked at 13 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 20, 2011 - April 9, 2012
FORTUNE FINANCIAL SERVICES, INC.
March 13, 2009 - October 28, 2009
STERLING ENTERPRISES GROUP, INC.
September 14, 2007 - August 26, 2008
THE LEADERS GROUP, INC.
May 6, 2004 - October 3, 2005
CAMBRIDGE LEGACY SECURITIES L.L.C.
July 1, 2002 - December 6, 2002
VERAVEST INVESTMENTS, INC.
December 5, 2000 - July 11, 2002
SENTRA SECURITIES CORPORATION
December 13, 1999 - December 13, 2000
PRIME CAPITAL SERVICES, INC.
September 18, 1998 - December 7, 1999
JWGENESIS SECURITIES, INC.
April 1, 1997 - October 9, 1998
RAYMOND JAMES & ASSOCIATES, INC.
January 7, 1994 - April 14, 1997
ADVEST, INC.
July 12, 1993 - January 11, 1994
NATIONSSECURITIES
March 23, 1989 - July 12, 1993
MORGAN STANLEY DW INC.
February 24, 1988 - April 3, 1989
THOMSON MCKINNON SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORTUNE FINANCIAL SERVICES, INC.
CRD#: 42150 / SEC#: , 8-49727
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANIELS, BLAKE WILLIAM | CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO | 1285106 |
| DANIELS, BRIAN LEE | OWNER | 1213561 |
| BENTLEY, GREGORY JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 705379 |
| PINTARIC, WILLIAM RICHARD JR | CHIEF COMPLIANCE OFFICER | |
| WHITENACK, MITCH LEE | CHIEF OPERATIONS OFFICER, FINOP, PFO, POO | 4794021 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
