Roland K. Jacobson

Some features on this profile are disabled

CRD#: 1791374

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Roland Keith Jacobson, CFP® was a registered financial professional .

Roland is a previously registered financial professional and started their career in finance in 1988. Roland had worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Past

September 5, 2007 - January 10, 2020

COX CAPITAL MANAGEMENT LLC

RIA

CRD#: 117593

ANDOVER, MA

Past

May 18, 1998 - February 12, 1999

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

August 2, 1995 - July 18, 2007

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

MARLBOROUGH, MA

Past

December 11, 1994 - August 2, 1995

FIDELITY DISTRIBUTORS CORPORATION

CRD#: 6848

SMITHFIELD, RI

Past

February 24, 1988 - December 5, 1994

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COX CAPITAL MANAGEMENT LLC

COX CAPITAL MANAGEMENT | WILLIAM J. COX | COX CAPITAL MANAGEMENT LLC

CRD#: 117593 / SEC#: 801-78915

RIA

Registered Investment Advisory firm - (1/2/2014 Approved)

Massachusetts

Registered Investment Advisory firm - (1/27/2014 Terminated)

New Hampshire

Registered Investment Advisory firm - (2/20/2014 Terminated)

Texas

Registered Investment Advisory firm - (1/27/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/4/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/22/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/27/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/22/1988

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/15/1996

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 1/5/1989

Investment Company Products/Variable Contracts Principal Examination

Current Firm

COX CAPITAL MANAGEMENT LLC

COX CAPITAL MANAGEMENT | WILLIAM J. COX | COX CAPITAL MANAGEMENT LLC

CRD#: 117593 / SEC#: 801-78915

RIA

Registered Investment Advisory firm - (1/2/2014 Approved)

Massachusetts

Registered Investment Advisory firm - (1/27/2014 Terminated)

New Hampshire

Registered Investment Advisory firm - (2/20/2014 Terminated)

Texas

Registered Investment Advisory firm - (1/27/2014 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

10 New England Business Center Drive Suite #102, Andover, MA 01810

Mailing Address

Phone number

(978) 475-3325

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (3/7/2025)

Regulatory assets under management

Total Number of Accounts	542
AUM (Assets Under Management)	$ 328,704,302

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Roland K. Jacobson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FIDELITY BROKERAGE SERVICES LLC

FIDELITY DISTRIBUTORS COMPANY LLC

FIDELITY DISTRIBUTORS CORPORATION

FIDELITY DISTRIBUTORS COMPANY LLC

Primary Firm SEC Registration

COX CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/4/1995

Series 63

Date: 2/22/1988

Series 7

Date: 2/27/1996

Series 6

Date: 2/22/1988

Series 24

Date: 10/15/1996

Series 26

Date: 1/5/1989

Current Firm

COX CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COX CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors