Paul R. Mata
Professional summary
Paul Ricky Mata was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Paul is a previously registered financial advisor and started their career in finance in 1988. Prior to being barred, Paul had worked at 3 firms, which includes LOGOS WEALTH ADVISORS INC., IDS LIFE INSURANCE COMPANY, AMERIPRISE FINANCIAL SERVICES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2010 - December 31, 2010
LOGOS WEALTH ADVISORS, INC.
April 9, 2009 - December 31, 2009
LOGOS WEALTH ADVISORS, INC.
February 4, 2000 - July 3, 2006
IDS LIFE INSURANCE COMPANY
December 15, 1997 - April 1, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
February 23, 1988 - April 1, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
LOGOS WEALTH ADVISORS, INC.
CRD#: 148522 / SEC#: 801-70013
Contact information
Red Flags
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