Ronald L. Ricci

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CRD#: 1791305

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ronald Louis Ricci was a registered financial professional .

Ronald is a previously registered financial professional and started their career in finance in 1988. Ronald had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 11, 2016 - September 14, 2016

IBEX WEALTH ADVISORS, LLC

RIA

CRD#: 168674

LEBANON, NJ

Past

January 27, 2011 - November 18, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

LEBANON, NJ

Past

March 6, 2006 - December 24, 2009

ROUND VALLEY WEALTH MANAGEMENT

RIA

CRD#: 137412

LEBANON, NJ

Past

November 12, 2004 - February 2, 2006

MORRISTOWN FINANCIAL GROUP, LLP

RIA

CRD#: 125486

MORRISTOWN, NJ

Past

June 5, 2002 - December 31, 2010

LPL FINANCIAL LLC

RIA

CRD#: 6413

LEBANON, NJ

Past

November 7, 1997 - November 18, 2016

LPL FINANCIAL LLC

CRD#: 6413

LEBANON, NJ

Past

March 15, 1989 - November 13, 1997

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

March 15, 1989 - November 13, 1997

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

January 19, 1988 - March 18, 1989

CETERA WEALTH SERVICES, LLC

CRD#: 13572

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IBEX WEALTH ADVISORS, LLC

IBEX WEALTH ADVISORS, LLC | PHIL RONGO WEALTH MANAGEMENT

CRD#: 168674 / SEC#: 801-78971

RIA

Registered Investment Advisory firm - (1/2/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/8/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/22/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/18/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 6/11/2001

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/16/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/28/1998

General Securities Principal Examination

Current Firm

IBEX WEALTH ADVISORS, LLC

IBEX WEALTH ADVISORS, LLC | PHIL RONGO WEALTH MANAGEMENT

CRD#: 168674 / SEC#: 801-78971

RIA

Registered Investment Advisory firm - (1/2/2014 Approved)

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Contact information

Main Address

135 Us Highway 202 206 Suite 4, Bedminster, NJ 07921

Mailing Address

Phone number

(908) 849-4800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,014
AUM (Assets Under Management)	$ 963,308,925

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ronald L. Ricci

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

ROUND VALLEY WEALTH MANAGEMENT

MORRISTOWN FINANCIAL GROUP, LLP

LPL FINANCIAL LLC

LPL FINANCIAL LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

CETERA WEALTH SERVICES, LLC

Primary Firm SEC Registration

IBEX WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/8/1992

Series 63

Date: 1/22/1988

SIE

Date: 11/18/2016

Series 31

Date: 6/11/2001

Series 7

Date: 1/16/1988

Series 24

Date: 1/28/1998

Current Firm

IBEX WEALTH ADVISORS, LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IBEX WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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