Craig D. Holmes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig David Holmes was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1988. Craig had worked at 4 firms and has passed the Series 65, Series 63, Series 22TO, Series 7TO, Series 6TO, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 29, 2003 - December 18, 2006
DAVIDSON TRUST CO.
September 4, 2002 - November 12, 2009
DAVIDSON INVESTMENT ADVISORS, INC.
April 1, 2002 - August 11, 2020
D.A. DAVIDSON & CO.
February 19, 2002 - August 11, 2020
D.A. DAVIDSON & CO.
February 5, 1988 - March 1, 2002
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 22TO
Date: 12/22/2022
Direct Participation Programs Representative ExaminationSeries 7TO
Date: 12/22/2022
General Securities Representative ExaminationSeries 6TO
Date: 12/22/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
