Bill L. James
Professional summary
Bill Lee James JR is a registered financial professional currently at LOOP CAPITAL MARKETS LLC located in Chicago, Illinois.
Bill is registered as a RR (Registered Representative) and started their career in finance in 1988. Bill has worked at 4 firms and has passed the Series 63, Series 52TO, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bill Lee James JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 2, 1999 - Present
LOOP CAPITAL MARKETS LLC
Office #1: 425 S. Financial Place Ste 2700, Chicago, IL 60605May 27, 1997 - May 19, 1999
FIRST TRUST PORTFOLIOS L.P.
January 23, 1989 - April 26, 1996
BANC ONE CAPITAL MARKETS, INC.
September 20, 1988 - October 28, 1988
WINGSPAN INVESTMENT SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/11/2006)
(12/2/1999)
(12/2/1999)
(12/2/1999)
(12/2/1999)
(12/6/1999)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
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