Charles W. Schlosser

Some features on this profile are disabled

CRD#: 1791218

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Charles Wade Schlosser, who also goes by Charles W Schlosser, Charley Schlosser, was a registered financial professional .

Charles is a previously registered financial professional and started their career in finance in 1998. Charles had worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Charles W Schlosser | Charley Schlosser

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 4, 2007 - December 21, 2018

CENTENNIAL SECURITIES COMPANY, INC.

CRD#: 7763

GRAND RAPIDS, MI

Past

February 14, 2002 - May 3, 2005

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

November 28, 2000 - December 31, 2001

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

Past

September 28, 1998 - November 11, 1999

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CENTENNIAL SECURITIES COMPANY, INC.

CRD#: 7763 / SEC#: 801-106623, 8-23406

RIA

Registered Investment Advisory firm - SEC (9/17/2015 Approved)

Illinois

Registered Investment Advisory firm - SEC (9/17/2015 Terminated)

Michigan

Registered Investment Advisory firm - SEC (9/24/2015 Terminated)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/8/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/25/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CENTENNIAL SECURITIES COMPANY, INC.

CRD#: 7763 / SEC#: 801-106623, 8-23406

RIA

Registered Investment Advisory firm - SEC (9/17/2015 Approved)

Illinois

Registered Investment Advisory firm - SEC (9/17/2015 Terminated)

Michigan

Registered Investment Advisory firm - SEC (9/24/2015 Terminated)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3075 Charlevoix Drive Se, Grand Rapids, MI 49546

Mailing Address

3075 Charlevoix Drive Se, Grand Rapids, MI 49546

Phone number

(616) 942-7680

Established

Michigan since 06/10/2013

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (18 States and Territories)

FINRA licenses (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

2025 CSC - FORM ADV PART 2A (3/31/2025)

2025 CSC APPENDIX 1 WRAP FEE BROCHURE (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
DIEPSTRA, RYAN ANDREW	FINANCIAL ADVISOR/OWNER	4684402
HANSEN, RANDALL LEE	FINANCIAL ADVISOR/OWNER	1104122
KLUNDER, JAMES DALE	FINANCIAL ADVISOR / OWNER	1974282
BERNARDI, MARIO GIULIO	FINANCIAL ADVISOR / OWNER	1542163
KELLY, KEVIN WILLIAM	FINANCIAL ADVISOR / OWNER	2995050
OCHOA, MICHAEL ROBERT	FINANCIAL ADVISOR / OWNER	1301012
WIERENGA, JEFFREY DONALD	FINANCIAL ADVISOR / OWNER	4748730
BEESLEY, DONALD EDWARD	FINANCIAL ADVISOR / OWNER	1541425
KLINGER, ANDREW LEROY	PRESIDENT/CEO/COO/OWNER	7694999
MUSUMECI, WALTER	FINANCIAL ADVISOR/OWNER	6605061
NIEWALD, DOMINIC JOSEPH	FINANCIAL ADVISOR/OWNER	6287471
PEDDIE, JONATHAN THOMAS	FINANCIAL ADVISOR/OWNER	4451972
POWERS, JORDAN THOMAS	CHIEF COMPLIANCE OFFICER / CCO / CFO / FINOP	6711719
VANDERMOLEN, DANIEL LEE	FINANCIAL ADVISOR / OWNER	1384729

Regulatory assets under management

Total Number of Accounts	2,654
AUM (Assets Under Management)	$ 1,152,401,650

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Charles W. Schlosser

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

OSAIC FS, INC.

VERAVEST INVESTMENTS, INC.

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

CENTENNIAL SECURITIES COMPANY, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/8/1998

SIE

Date: 10/1/2018

Series 6

Date: 9/25/1998

Current Firm

CENTENNIAL SECURITIES COMPANY, INC.

Contact information

SEC notice filing (18 States and Territories)

FINRA licenses (46 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

CENTENNIAL SECURITIES COMPANY, INC.

TRUST BUT VERIFY

Similar Advisors