David S. Eberle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Scott Eberle, who also goes by David S Eberle, David Eberle, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1988. David had worked at 16 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 2023 - January 16, 2025
FORESIDE FUND SERVICES, LLC
April 13, 2023 - July 10, 2023
PACIFIC OAK CAPITAL MARKETS, LLC
January 24, 2023 - April 19, 2023
OMNICAP, LLC
September 10, 2009 - July 8, 2010
BLUEROCK CAPITAL MARKETS LLC
February 23, 2007 - July 9, 2007
RESOURCE SECURITIES LLC
September 6, 2002 - December 18, 2006
CAREY FINANCIAL, LLC
December 19, 2001 - July 17, 2002
SII INVESTMENTS, INC.
July 10, 2001 - December 20, 2001
FSC SECURITIES CORPORATION
June 27, 2000 - July 24, 2001
SEI INVESTMENTS DISTRIBUTION CO.
March 4, 1998 - June 6, 2000
FSC SECURITIES CORPORATION
February 13, 1997 - March 3, 1998
FFP SECURITIES, INC.
March 21, 1995 - February 14, 1997
HEARTLAND INVESTMENT ASSOCIATES, INC.
February 15, 1995 - March 10, 1995
BOWEN SECURITIES COMPANY, INC.
October 4, 1994 - January 10, 1995
PIM FINANCIAL SERVICES, INC.
February 24, 1993 - October 18, 1994
WFG SECURITIES CORPORATION
April 20, 1989 - March 9, 1992
JOHN G. KINNARD AND COMPANY, INCORPORATED
September 20, 1988 - December 2, 1988
PRIMUS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/24/2023
General Securities Representative ExaminationCurrent Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
