Paul A. Giordano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Andrew Giordano was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1988. Paul had worked at 12 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 11, 1997 - November 15, 2001
BLUESTONE CAPITAL CORP.
September 17, 1996 - February 14, 1997
LAIDLAW GLOBAL SECURITIES, INC.
July 7, 1995 - March 28, 1997
TOLUCA PACIFIC SECURITIES CORP.
February 8, 1995 - June 1, 1995
GOLDIS FINANCIAL GROUP, INC.
December 14, 1994 - February 7, 1995
QUANTUM GROUP, LTD.
May 14, 1991 - July 29, 1992
MAYFAIR SECURITIES LIMITED
March 13, 1991 - May 14, 1991
SCHNEIDER SECURITIES, INC.
May 11, 1990 - April 5, 1991
FINANCIAL EQUITIES RESOURCES, INC.
June 22, 1989 - January 31, 1990
RAYMOND JAMES & ASSOCIATES, INC.
December 2, 1988 - June 20, 1989
HUBERMAN SECURITIES CORP.
March 11, 1988 - December 9, 1988
F.D. ROBERTS SECURITIES, INC.
February 23, 1988 - March 29, 1988
GREENTREE SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BLUESTONE CAPITAL CORP.
CRD#: 13516 / SEC#: , 8-29197
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 15 |
| Civil Event | 2 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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