PR
Patrick D. Reding
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES
Algona, IA 50511
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CRD#: 1790742
PR
Professional summary
Patrick David Reding, CFP®, who also goes by Pat Reding, is a registered financial advisor currently at BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. located in Algona, Iowa and BFC PLANNING, INC. located in Algona, Iowa.
Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Patrick has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Pat Reding
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.PRISM WEALTH ADVISORS, LLC-Y-ALGONA, IA-SECURITIES-REPRESENTATIVE-07/2013-160-160-SALES 2.KOSSUTH REGIONAL HOSPITAL FOUNDATION BOARD-N-ALGONA, IA-HOSPITAL FOUNDATION-VICE PRESIDENT-07/2007-1-1-FUNDRAISING FOR HOSPITAL. 3.PRISM WEALTH ADVISORS LLC-Y-ALGONA, IA-INSURANCE SALES-OWNER/AGENT-07/2013-10-1-SOLICITING & SELLING LIFE INSUANCE & ANNUITIES. 4.PRISM Wealth Advisors, RXLIFE-PHARMACISTS LIFE-N-Algona, IA-Servicing clients-Agent-12/2020-1-0-Servicing existing clients who have policies.
CRS (Client Relationship Summary) - RIA
Click below to view Patrick David Reding's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1990
Experience
Current
January 1, 2001 - Present
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
Office #1: 208 S. Dodge St., Algona, IA 50511RIA
BD
CRD#: 13609
Algona, IA
Current
May 16, 2016 - Present
BFC PLANNING, INC.
Office #1: 208 1/2 S. Dodge St. Po Box 675, Algona, IA 50511RIA
CRD#: 119682
Algona, IA
Current
February 6, 1990 - Present
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
Office #1: 208 S. Dodge St., Algona, IA 50511RIA
BD
CRD#: 13609
Algona, IA
Past
July 29, 1988 - February 7, 1990
ALLIED GROUP SECURITIES CORPORATION
BD
CRD#: 3638
Past
February 4, 1988 - July 5, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BP
BFC PLANNING, INC.
1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC
CRD#: 119682 / SEC#: 801-67427
RIA
Registered Investment Advisory firm - (1/3/2007 Approved)Iowa
Registered Investment Advisory firm - (3/5/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/4/2024)
RR
Arizona(2/26/1992)
RR
Arkansas(1/11/1994)
RR
California(1/8/2020)
RR
Colorado(1/10/1994)
RR
Florida(1/4/2002)
RR
Idaho(4/16/2019)
RR
Illinois(1/14/1993)
RR
Indiana(1/14/1993)
RR
Iowa(2/15/1990)
IAR
Iowa(1/1/2001)
RR
Kansas(1/5/1993)
RR
Kentucky(4/28/1993)
RR
Louisiana(11/13/2018)
RR
Michigan(1/20/1993)
RR
Minnesota(2/12/1990)
RR
Mississippi(11/18/2019)
RR
Missouri(4/14/1992)
RR
Nebraska(2/6/1990)
RR
North Dakota(4/5/1993)
RR
Ohio(4/28/1993)
RR
Oklahoma(8/24/2022)
RR
South Carolina(1/3/2006)
RR
South Dakota(2/24/1993)
RR
Tennessee(1/4/1995)
RR
Texas(6/29/2007)
RR
Virginia(5/12/2020)
RR
Wisconsin(1/11/1994)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BP
BFC PLANNING, INC.
1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC
CRD#: 119682 / SEC#: 801-67427
RIA
Registered Investment Advisory firm - (1/3/2007 Approved)Iowa
Registered Investment Advisory firm - (3/5/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4201 42nd Street Ne Suite 100, Cedar Rapids, IA 52402
Mailing Address
Phone number
(319) 447-5700
Established
Firm type
Fiscal year end
# of Employees
200
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,756 |
| AUM (Assets Under Management) | $ 2,026,848,859 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BFC PLANNING, INC.
CRD#: 119682Algona, IA 50511TRUST BUT VERIFY
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