Frank L. Chandler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank L Chandler, who also goes by Frank Chandler, was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1988. Frank had worked at 8 firms and has passed the Series 63, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2013 - December 26, 2013
CABOT LODGE SECURITIES LLC
October 12, 2012 - March 22, 2013
ORCHARD SECURITIES, LLC
November 12, 2010 - May 18, 2012
PLYMOUTH REAL ESTATE CAPITAL, LLC
February 20, 2008 - March 19, 2008
REALTY CAPITAL SECURITIES, LLC
July 29, 1994 - August 8, 2007
BOSTON CAPITAL SECURITIES, INC.
June 12, 1990 - August 13, 1992
J.P. MORGAN SECURITIES LLC
May 22, 1989 - June 14, 1990
CITIGROUP GLOBAL MARKETS INC.
March 23, 1988 - May 22, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CABOT LODGE SECURITIES LLC
CRD#: 159712 / SEC#: , 8-69009
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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