Terrence Daniels
Professional summary
Terrence Daniels was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Terrence Daniels, who also goes by Terrance Daniels, was a registered financial professional .
Terrence is a previously registered financial professional and started their career in finance in 1988. Terrence had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 18, 2013 - November 23, 2016
MSI FINANCIAL SERVICES, INC.
August 9, 2013 - November 23, 2016
MSI FINANCIAL SERVICES, INC.
April 14, 2010 - August 20, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
January 8, 2010 - August 20, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
May 29, 2007 - January 13, 2010
CITIGROUP GLOBAL MARKETS INC.
May 29, 2007 - January 13, 2010
CITIGROUP GLOBAL MARKETS INC.
November 9, 2004 - May 29, 2007
CITICORP INVESTMENT SERVICES
September 7, 1999 - May 29, 2007
CITICORP INVESTMENT SERVICES
August 21, 1996 - September 27, 1999
CHASE INVESTMENT SERVICES CORP.
July 11, 1996 - August 21, 1996
FISERV INVESTOR SERVICES, INC.
March 7, 1994 - July 16, 1996
CITICORP INVESTMENT SERVICES
October 25, 1989 - October 3, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 22, 1988 - November 8, 1988
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MSI FINANCIAL SERVICES, INC.
CRD#: 14251 / SEC#: 801-22306, 8-30447
Contact information
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BENSON, WENDY ANN | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 2140720 |
| CHICARES, ELIZABETH WARD | DIRECTOR | 2194754 |
| FANNING, MICHAEL ROBERT | DIRECTOR | 1620072 |
| FRANCELLA, AMY | SECRETARY AND CHIEF LEGAL OFFICER | 1881552 |
| FREDERICK, CHRISTINE SPENCER | CHIEF COMPLIANCE OFFICER | 2641636 |
| HOLTZER, DAVID MICHAEL | PRESIDENT | 4345697 |
Disclosures
| Regulatory Event | 41 |
| Civil Event | 1 |
| Arbitration | 13 |
| Bond | 2 |
Red Flags
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