Louis E. Bachetti

Some features on this profile are disabled

CRD#: 1790484

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Louis Edward Bachetti, who also goes by Lou Bachetti, Louie Bachetti, was a registered financial professional .

Louis is a previously registered financial professional and started their career in finance in 1988. Louis had worked at 5 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Lou Bachetti | Louie Bachetti

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 1, 2016 - December 7, 2016

FIDUCIARY ADVISORS, LLC

CRD#: 104189

PHILADELPHIA, PA

Past

August 5, 2009 - June 16, 2010

TRANSAMERICA INVESTORS SECURITIES, LLC

CRD#: 32205

NEEDHAM, MA

Past

October 15, 1993 - June 9, 2009

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

NEW YORK, NY

Past

January 30, 1993 - October 15, 1993

AETNA LIFE INSURANCE AND ANNUITY COMPANY

CRD#: 13256

HARTFORD, CT

Past

August 10, 1988 - January 14, 1993

G. R. PHELPS & CO., INC.

CRD#: 173

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIDUCIARY ADVISORS, LLC

FIDUCIARY ADVISORS, LLC | PCS DISTRIBUTORS, LLC | MANAGED PLAN PROGRAM

CRD#: 104189 / SEC#: 801-72971, 8-52647

RIA

Registered Investment Advisory firm - SEC (1/3/2012 Approved)

Terminated by SEC on 10/08/2017

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/6/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/7/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/31/2015

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 7/18/1995

Investment Company Products/Variable Contracts Principal Examination

Current Firm

FIDUCIARY ADVISORS, LLC

FIDUCIARY ADVISORS, LLC | PCS DISTRIBUTORS, LLC | MANAGED PLAN PROGRAM

CRD#: 104189 / SEC#: 801-72971, 8-52647

RIA

Registered Investment Advisory firm - SEC (1/3/2012 Approved)

Terminated by SEC on 10/08/2017

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

6975 Union Park Ctr Suite 644, Cottonwood Heights, UT 84047

Mailing Address

9450 Sw Gemini Dr. Pmb 65198, Beaverton, OR 97008-7105

Phone number

(801) 492-7341

Established

Pennsylvania since 05/26/2000

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDUCIARY ADVISORS, LLC (3/20/2025)

MANAGEDPLAN (3/20/2025)

Direct owners and executive officers

Name	Position	CRD#
FIDUCIARY SERVICES GROUP, LLC	MEMBER/OWNER
KLEIN, MARK BRUCE	PRESIDENT	2994239
TRUST, MARK	CHIEF COMPLIANCE OFFICER	2557865

Regulatory assets under management

Total Number of Accounts	50
AUM (Assets Under Management)	$ 464,470,156

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/21/2025	Cover Page	Report
12/02/2024	Cover Page	Report
11/07/2023	Cover Page	Report
12/22/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Louis E. Bachetti

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TRANSAMERICA INVESTORS SECURITIES, LLC

VOYA FINANCIAL PARTNERS, LLC

AETNA LIFE INSURANCE AND ANNUITY COMPANY

G. R. PHELPS & CO., INC.

Primary Firm SEC Registration

FIDUCIARY ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/6/1999

SIE

Date: 12/7/2016

Series 6

Date: 12/31/2015

Series 26

Date: 7/18/1995

Current Firm

FIDUCIARY ADVISORS, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FIDUCIARY ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors