Marybeth Petrell

R.S. PETRELL & ASSOCIATES D/B/A STRATEGIC WEALTH ADVISORS

Dewitt, NY 13214

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CRD#: 1790420

Professional summary

Marybeth Petrell, who also goes by Marybeth Hellmer, is a registered financial advisor currently at R.S. PETRELL & ASSOCIATES, LLC D/B/A STRATEGIC WEALTH ADVISORS located in Dewitt, New York.

Marybeth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Marybeth has worked at 12 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 55, Series 3, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marybeth Hellmer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

REGISTERED REPRESENTATIVE IS AN OWNER AND CCO OF STRATEGIC WEALTH ADVISORS, AND INVESTMENT ADVISORY REPRESENTATIVE. THIS IS INVESTMENT-RELATED ACTIVITY COMPRISING OF APPROXIMATELY 120 HOURS PER MONTH DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marybeth Petrell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 7, 2021 - Present

R.S. PETRELL & ASSOCIATES, LLC D/B/A STRATEGIC WEALTH ADVISORS

Office #1: 5784 Widewaters Parkway First Floor, Dewitt, NY 13214

RIA

CRD#: 143462

Dewitt, NY

Past

June 5, 2015 - January 8, 2025

REALTA EQUITIES, INC.

CRD#: 23769

Dewitt, NY

Past

January 1, 2008 - May 26, 2015

RIDGEWAY & CONGER, INC.

CRD#: 113055

SYRACUSE, NY

Past

June 1, 1998 - December 31, 2005

LEIGH BALDWIN & CO., LLC

CRD#: 38751

CAZENOVIA, NY

Past

December 22, 1994 - November 13, 1996

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

June 27, 1994 - December 21, 1994

HSBC BROKERAGE (USA) INC.

CRD#: 6956

NEW YORK, NY

Past

March 8, 1994 - June 27, 1994

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

December 3, 1991 - March 18, 1994

CYGNET SECURITIES, INC.

CRD#: 28686

WALDWICK, NJ

Past

March 19, 1991 - January 2, 1992

SHEARMAN, RALSTON INC.

CRD#: 7320

GREENWICH, CT

Past

January 1, 1991 - February 21, 1991

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

February 20, 1990 - January 22, 1991

PALM BEACH FINANCIAL, INC.

CRD#: 19477

Past

February 3, 1988 - July 18, 1988

SAMARAH AND COMPANY

CRD#: 21198

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

R.S. PETRELL & ASSOCIATES, LLC D/B/A STRATEGIC WEALTH ADVISORS

R.S. PETRELL & ASSOCIATES, LLC D/B/A STRATEGIC WEALTH ADVISORS | STRATEGIC WEALTH ADVISORS | RS PETRELL & ASSOCIATES, LLC

CRD#: 143462 / SEC#: 801-70011

RIA

Registered Investment Advisory firm - (4/1/2009 Approved)

New York

Registered Investment Advisory firm - (4/30/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(5/7/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/1/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/17/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 7/29/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 3

Date: 2/8/1991

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 1/16/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 1/2/2023

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 1/2/2023

General Securities Principal Examination

Current Firm

R.S. PETRELL & ASSOCIATES, LLC D/B/A STRATEGIC WEALTH ADVISORS

R.S. PETRELL & ASSOCIATES, LLC D/B/A STRATEGIC WEALTH ADVISORS | STRATEGIC WEALTH ADVISORS | RS PETRELL & ASSOCIATES, LLC

CRD#: 143462 / SEC#: 801-70011

RIA

Registered Investment Advisory firm - (4/1/2009 Approved)

New York

Registered Investment Advisory firm - (4/30/2015 Terminated)

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Contact information

Main Address

5784 Widewaters Parkway First Floor, Dewitt, NY 13214

Mailing Address

Phone number

(315) 218-7350

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE RS PETRELL & ASSOCIATES, LLC D/B/A STRATEGIC WEALTH ADVISORS (2/5/2025)

Regulatory assets under management

Total Number of Accounts	444
AUM (Assets Under Management)	$ 146,704,435

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Marybeth Petrell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marybeth Petrell's CRS (Customer Relationship Summary).

Certified licenses

Experience

REALTA EQUITIES, INC.

RIDGEWAY & CONGER, INC.

LEIGH BALDWIN & CO., LLC

QUICK & REILLY, INC.

HSBC BROKERAGE (USA) INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CYGNET SECURITIES, INC.

SHEARMAN, RALSTON INC.

MORGAN STANLEY DW INC.

PALM BEACH FINANCIAL, INC.

SAMARAH AND COMPANY

Primary Firm SEC Registration

R.S. PETRELL & ASSOCIATES, LLC D/B/A STRATEGIC WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 7/1/1998

Series 63

Date: 5/17/1991

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 7/29/1999

Series 3

Date: 2/8/1991

Series 7

Date: 1/16/1988

Series 53

Date: 1/2/2023

Series 24

Date: 1/2/2023

Current Firm

R.S. PETRELL & ASSOCIATES, LLC D/B/A STRATEGIC WEALTH ADVISORS

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

R.S. PETRELL & ASSOCIATES, LLC D/B/A STRATEGIC WEALTH ADVISORS

TRUST BUT VERIFY

Contact information

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