Raymond D. Deangelo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raymond Daniel Deangelo was a registered financial professional .
Raymond is a previously registered financial professional and started their career in finance in 1988. Raymond had worked at 13 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 2013 - February 2, 2018
CANTOR FITZGERALD & CO.
July 2, 2012 - September 16, 2013
VIRTU AMERICAS LLC
June 1, 2009 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
April 30, 2009 - June 16, 2009
NEWEDGE USA, LLC
October 14, 2005 - November 3, 2008
ALPS DISTRIBUTORS, INC.
February 17, 2000 - October 17, 2003
BLACKROCK EXECUTION SERVICES
September 10, 1999 - February 3, 2000
TCW FUNDS DISTRIBUTORS LLC
July 28, 1998 - August 27, 1999
DB ALEX. BROWN LLC
November 25, 1994 - September 16, 1996
J.P. MORGAN SECURITIES LLC
September 10, 1992 - December 5, 1994
KIDDER, PEABODY & CO. INCORPORATED
December 13, 1991 - August 10, 1992
FIRST TRUST PORTFOLIOS L.P.
December 4, 1989 - October 1, 1991
CLAYTON BROWN & ASSOCIATES, INC.
February 23, 1988 - April 12, 1988
TUCKER ANTHONY INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CANTOR FITZGERALD & CO.
CRD#: 134 / SEC#: , 8-201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CFS CF & CO I HOLDINGS, L.P. | MANAGING GENERAL PARTNER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| BANDELIER, PASCAL DANIEL | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF EQUITIES | 4424051 |
| CFLP CF&CO I HOLDINGS, L.P. | LIMITED PARTNER | |
| KELLY, SAGE NOLAN | CO-CHIEF EXECUTIVE OFFICER /GLOBAL HEAD OF INVESTMENT BANKING | 2528122 |
| MERKEL, STEPHEN MARCUS | EXECUTIVE MANAGING DIRECTOR, CHIEF LEGAL OFFICER, GENERAL COUNSEL & SECRETARY | 2366318 |
| SALINAS, DANNY | CHIEF FINANCIAL OFFICER | 6184109 |
| SHIELDS, WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER | 2380166 |
| WALL, CHRISTIAN DOUGLAS | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME | 2751397 |
Disclosures
| Regulatory Event | 97 |
Red Flags
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