Gregory C. Spangler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Charles Spangler, who also goes by Greg Spangler, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1988. Gregory had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 1995 - December 16, 1996
CAPITAL SECURITIES OF AMERICA, INC.
September 24, 1992 - November 17, 1995
NATIONWIDE INVESTMENT SERVICES CORPORATION
June 26, 1991 - February 1, 1995
CLEARING SERVICES OF AMERICA, INC.
August 25, 1988 - July 8, 1991
MAIN STREET MANAGEMENT COMPANY
February 8, 1988 - August 15, 1988
BUTCHER & SINGER INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPITAL SECURITIES OF AMERICA, INC.
CRD#: 36405 / SEC#: , 8-47253
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
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