Ronald L. Mahorney

CINCINNATI WEALTH MANAGEMENT

Cincinnati, OH 45206

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CRD#: 1790367

Professional summary

Ronald Lee Mahorney, CFP® is a registered financial advisor currently at CINCINNATI WEALTH MANAGEMENT, INC. located in Cincinnati, Ohio.

Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Ronald has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Lee Mahorney's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1993

Experience

Current

January 22, 2018 - Present

CINCINNATI WEALTH MANAGEMENT, INC.

Office #1: 2161 St James Ave, Cincinnati, OH 45206

RIA

CRD#: 291688

Cincinnati, OH

Past

March 31, 1995 - March 29, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

CINCINNATI, OH

Past

March 17, 1995 - March 29, 2018

LPL FINANCIAL LLC

CRD#: 6413

CINCINNATI, OH

Past

November 12, 1993 - April 8, 1995

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

July 31, 1993 - November 30, 1993

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

September 24, 1990 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

March 26, 1990 - September 21, 1990

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

HARTFORD, CT

Past

January 18, 1988 - March 12, 1990

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

January 18, 1988 - March 12, 1990

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(1/22/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/16/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/3/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/29/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 5/6/1993

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 12/16/1989

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 7/1/1988

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 1/15/1988

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/9/1995

General Securities Principal Examination

Current Firm

CINCINNATI WEALTH MANAGEMENT, INC.

CRD#: 291688 / SEC#:

Ohio

Registered Investment Advisory firm - (1/22/2018 Approved)

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Contact information

Main Address

2161 St James Ave, Cincinnati, OH 45206

Mailing Address

Phone number

(513) 235-9126

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	51
AUM (Assets Under Management)	$ 15,209,834

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Ronald L. Mahorney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Lee Mahorney's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

UBS FINANCIAL SERVICES INC.

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

HIMCO DISTRIBUTION SERVICES COMPANY

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/16/1992

Series 63

Date: 8/3/1989

SIE

Date: 3/29/2018

Series 3

Date: 5/6/1993

Series 7

Date: 12/16/1989

Series 22

Date: 7/1/1988

Series 6

Date: 1/15/1988

Series 24

Date: 6/9/1995

Current Firm

CINCINNATI WEALTH MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CINCINNATI WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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