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TB

Theodore J. Bender

TJ BENDER & COMPANY
Atlanta, GA 30327
Some features on this profile are disabled
CRD#: 17903
TB

Professional summary


Theodore Jackson Bender III, who also goes by Ted Bender III, Theodore Jackson Bender, is a registered financial professional currently at TJ BENDER & COMPANY, INC. located in Atlanta, Georgia.

Theodore is registered as a RR (Registered Representative) and started their career in finance in 1972. Theodore has worked at 5 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 1, Series 14, Series 28 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Ted Bender Iii | Theodore Jackson Bender

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Theodore Jackson Bender III's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 10, 2018 - Present

TJ BENDER & COMPANY, INC.

Office #1: 1380 West Paces Ferry Road Suite 2195, Atlanta, GA 30327Office #2: 3541 Ridgewood Road Nw, Atlanta, GA 30327
BD
CRD#: 290190
Atlanta, GA
Past

June 21, 1999 - May 7, 2018

CROFT & BENDER, LP

BD
CRD#: 46680
ATLANTA, GA
Past

May 20, 1997 - July 12, 1999

CARTER, TERRY & COMPANY, INC.

BD
CRD#: 16365
ATLANTA, GA
Past

January 27, 1976 - August 27, 1996

THE ROBINSON-HUMPHREY COMPANY, LLC

BD
CRD#: 723
ATLANTA, GA
Past

June 12, 1972 - January 26, 1976

THORNTON FARISH INC.

BD
CRD#: 830

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(6/8/2018)

Exams


State Security Law Exam
RR
Series 63
Date: 7/14/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 6/6/1972
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 28
Date: 2/26/1999
Introducing Broker/Dealer Financial Operations Principal Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


TB
TJ BENDER & COMPANY, INC.
TJ BENDER & COMPANY, INC.

CRD#: 290190 / SEC#: , 8-70016

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information


Main Address
3541 Ridgewood Road Nw, Atlanta, GA 30327
Mailing Address
3541 Ridgewood Road Nw, Atlanta, GA 30327
Phone number
(404) 861-1030
Established
Georgia since 08/04/2017
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


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Documents


Direct owners and executive officers


NamePositionCRD#
BENDER, THEODORE JACKSON IIIMANAGING DIRECTOR/ CCO/ CFO17903

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TJ BENDER & COMPANY, INC.

CRD#: 290190Atlanta, GA 30327

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