Mark W. Harris

RPR FINANCIAL

PROSPER, TX

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CRD#: 1789880

Professional summary

Mark Wheeler Harris is a registered financial advisor currently at RPR FINANCIAL located in Prosper, Texas.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Mark has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SINCE 2009 - REAL ESTATE RENTAL - RENTAL PROPERTIES 2 DUPLEXES 1 SINGLE FAMILY RENTERS ARE NOT CUSTOMERS NOR ARE THEY ADVISORS - 5% OF TIME SPENT - BLUE SPRINGS, MO AND LEES SUMMIT, MO

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Wheeler Harris's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 24, 2023 - Present

RPR FINANCIAL

RIA

CRD#: 316557

PROSPER, TX

Past

November 19, 2021 - January 12, 2022

RPR FINANCIAL

RIA

CRD#: 316557

OVERLAND PARK, KS

Past

January 2, 2020 - July 5, 2023

IHT WEALTH MANAGEMENT LLC

RIA

CRD#: 171481

Overland Park, KS

Past

February 15, 2018 - January 22, 2020

LPL FINANCIAL LLC

RIA

CRD#: 6413

OVERLAND PARK, KS

Past

January 17, 2017 - June 28, 2019

PERSONAL FINANCIAL GROUP

RIA

CRD#: 116806

OVERLAND PARK, KS

Past

February 6, 2013 - December 31, 2016

PERSONAL FINANCIAL GROUP

RIA

CRD#: 116806

OVERLAND PARK, KS

Past

February 4, 2013 - January 22, 2020

LPL FINANCIAL LLC

CRD#: 6413

OVERLAND PARK, KS

Past

May 8, 2009 - February 12, 2013

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

LEAWOOD, KS

Past

May 8, 2009 - February 12, 2013

RBC CAPITAL MARKETS, LLC

CRD#: 31194

LEAWOOD, KS

Past

July 29, 2008 - May 12, 2009

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

KANSAS CITY, MO

Past

July 29, 2008 - May 12, 2009

OPPENHEIMER & CO. INC.

CRD#: 249

KANSAS CITY, MO

Past

July 18, 2003 - July 15, 2008

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

OVERLAND PARK, KS

Past

July 18, 2003 - July 15, 2008

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

OVERLAND PARK, KS

Past

November 25, 2002 - August 14, 2003

UMB FINANCIAL SERVICES, INC.

RIA

CRD#: 17073

KANSAS CITY, MO

Past

April 22, 1996 - August 14, 2003

UMB FINANCIAL SERVICES, INC.

CRD#: 17073

KANSAS CITY, MO

Past

June 16, 1995 - April 26, 1996

BANC IV INVESTMENTS, INC.

CRD#: 36169

Past

July 21, 1994 - June 26, 1995

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RPR FINANCIAL

RPR CPAS & ADVISORS | RPR FINANCIAL ADVISORS LLC | RPR FINANCIAL ADVISORS | RPR FINANCIAL

CRD#: 316557 / SEC#: 801-129861

RIA

Registered Investment Advisory firm - (4/15/2024 Approved)

Kansas

Registered Investment Advisory firm - (4/16/2024 Terminated)

Missouri

Registered Investment Advisory firm - (4/16/2024 Terminated)

Texas

Registered Investment Advisory firm - (4/16/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(5/24/2023)

IAR

Texas
(7/18/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/3/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/27/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/20/1994

General Securities Representative Examination

Current Firm

RPR FINANCIAL

RPR CPAS & ADVISORS | RPR FINANCIAL ADVISORS LLC | RPR FINANCIAL ADVISORS | RPR FINANCIAL

CRD#: 316557 / SEC#: 801-129861

RIA

Registered Investment Advisory firm - (4/15/2024 Approved)

Kansas

Registered Investment Advisory firm - (4/16/2024 Terminated)

Missouri

Registered Investment Advisory firm - (4/16/2024 Terminated)

Texas

Registered Investment Advisory firm - (4/16/2024 Terminated)

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Contact information

Main Address

8575 W. 110th St. Suite 314, Overland Park, KS 66210

Mailing Address

Phone number

(913) 274-1452

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RPR FINANCIAL ADV PART 2A (9/3/2025)

Regulatory assets under management

Total Number of Accounts	561
AUM (Assets Under Management)	$ 128,821,817

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark W. Harris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Wheeler Harris's CRS (Customer Relationship Summary).

Certified licenses

Experience

RPR FINANCIAL

IHT WEALTH MANAGEMENT LLC

LPL FINANCIAL LLC

PERSONAL FINANCIAL GROUP

PERSONAL FINANCIAL GROUP

LPL FINANCIAL LLC

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

UMB FINANCIAL SERVICES, INC.

UMB FINANCIAL SERVICES, INC.

BANC IV INVESTMENTS, INC.

PIPER SANDLER & CO.

Primary Firm SEC Registration

RPR FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 8/3/1994

Series 63

Date: 7/27/1994

SIE

Date: 10/1/2018

Series 7

Date: 7/20/1994

Current Firm

RPR FINANCIAL

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RPR FINANCIAL

TRUST BUT VERIFY

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