Michael J. Dubek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael John Dubek, who also goes by Michael J Dubek, Mike Dubek, was a registered financial advisor .
Michael is a previously registered financial advisor and started their career in finance in 1988. Michael had worked at 10 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2006 - February 11, 2011
QA3 FINANCIAL LLC
September 8, 2006 - February 11, 2011
QA3 FINANCIAL CORP.
August 30, 2006 - August 31, 2006
SECURITIES AMERICA ADVISORS, INC.
February 18, 2000 - August 29, 2006
SECURITIES AMERICA ADVISORS, INC.
October 28, 1997 - August 29, 2006
SECURITIES AMERICA, INC.
October 6, 1997 - October 28, 1997
SECURITIES AMERICA, INC.
April 7, 1994 - October 3, 1997
SECURITIES AMERICA, INC.
March 18, 1993 - April 8, 1994
INVEST FINANCIAL CORPORATION
April 23, 1991 - April 21, 1993
MARKETING ONE SECURITIES, INC.
May 2, 1990 - February 6, 1991
UNITED PACIFIC FINANCIAL SERVICES, INC.
June 29, 1988 - April 23, 1990
IDS LIFE INSURANCE COMPANY
June 29, 1988 - April 23, 1990
AMERIPRISE FINANCIAL SERVICES, LLC
February 3, 1988 - June 14, 1988
FIDELITY EQUITY SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
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