Douglas M. Blagdon
Professional summary
Douglas Mills Blagdon is a registered financial professional currently at SHOREBRIDGE CAPITAL SECURITIES, LLC located in Summit, New Jersey.
Douglas is registered as a RR (Registered Representative) and started their career in finance in 1988. Douglas has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 79, Series 7, Series 14, Series 24 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Douglas Mills Blagdon's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 4, 2016 - Present
SHOREBRIDGE CAPITAL SECURITIES, LLC
Office #1: 350 Springfield Avenue Suite #200, Summit, NJ 07901March 10, 2014 - February 8, 2016
SPP CAPITAL PARTNERS L L C
November 28, 1997 - August 17, 2009
CITIGROUP GLOBAL MARKETS INC.
February 9, 1996 - September 1, 1998
SALOMON BROTHERS INC.
January 16, 1995 - January 26, 1996
UBS FINANCIAL SERVICES INC.
January 6, 1992 - January 12, 1995
KIDDER, PEABODY & CO. INCORPORATED
February 23, 1988 - March 10, 1989
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/10/2016)
(4/11/2016)
(7/7/2016)
(1/31/2017)
(2/10/2016)
(4/12/2016)
(2/9/2016)
(5/10/2023)
(4/12/2016)
(2/24/2016)
(10/20/2016)
(3/11/2016)
(5/9/2016)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
SHOREBRIDGE CAPITAL SECURITIES, LLC
CRD#: 269991 / SEC#: , 8-69644
Contact information
FINRA licenses (13 States and Territories)
Red Flags
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