Joseph B. Derickson

RETIREMENT WEALTH MANAGEMENT

Peachtree Corners, GA 30092-6536

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CRD#: 1789649

Professional summary

Joseph Benjamin Derickson JR, who also goes by Joseph B Derickson, is a registered financial advisor currently at RETIREMENT WEALTH MANAGEMENT, LLC located in Peachtree Corners, Georgia.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Joseph has worked at 11 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joseph B Derickson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Benjamin Derickson JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 25, 2012 - Present

RETIREMENT WEALTH MANAGEMENT, LLC

Office #1: 5425 Peachtree Parkway, Peachtree Corners, GA 30092-6536

RIA

CRD#: 147968

Peachtree Corners, GA

Past

September 16, 2008 - March 15, 2012

RETIREMENT WEALTH MANAGEMENT, LLC

RIA

CRD#: 147968

DUNWOODY, GA

Past

July 24, 2007 - November 10, 2009

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

DUNWOODY, GA

Past

December 18, 2006 - April 13, 2007

SIPCO

RIA

CRD#: 134780

TAMPA, FL

Past

April 23, 2001 - November 28, 2005

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

November 10, 1998 - April 10, 2001

SYMETRA SECURITIES, INC.

CRD#: 739

BELLEVUE, WA

Past

April 2, 1997 - September 3, 1998

PAN-AMERICAN FINANCIAL ADVISERS

CRD#: 15578

NEW ORLEANS, LA

Past

February 6, 1995 - March 19, 1997

SENTRY EQUITY SERVICES, INC.

CRD#: 5069

STEVENS POINT, WI

Past

January 12, 1993 - December 12, 1994

EQUITY SERVICES, INC.

CRD#: 265

MONTPELIER, VT

Past

May 18, 1991 - January 13, 1993

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

December 20, 1988 - May 1, 1991

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

NEW YORK, NY

Past

February 25, 1988 - January 2, 1989

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/27/2012)

IAR

Georgia
(5/25/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/28/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/11/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/20/1988

General Securities Representative Examination

Current Firm

RETIREMENT WEALTH MANAGEMENT, LLC

CRD#: 147968 / SEC#:

Florida

Registered Investment Advisory firm - (9/24/2008 Approved)

Georgia

Registered Investment Advisory firm - (9/16/2008 Approved)

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Contact information

Main Address

5425 Peachtree Parkway, Peachtree Corners, GA 30092-6536

Mailing Address

Phone number

(770) 217-2521

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph B. Derickson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Benjamin Derickson JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

RETIREMENT WEALTH MANAGEMENT, LLC

PURSHE KAPLAN STERLING INVESTMENTS

SIPCO

FIDELITY BROKERAGE SERVICES LLC

SYMETRA SECURITIES, INC.

PAN-AMERICAN FINANCIAL ADVISERS

SENTRY EQUITY SERVICES, INC.

EQUITY SERVICES, INC.

CITIGROUP GLOBAL MARKETS INC.

KIDDER, PEABODY & CO. INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 9/28/2006

Series 63

Date: 3/11/1988

Series 7

Date: 2/20/1988

Current Firm

RETIREMENT WEALTH MANAGEMENT, LLC

Contact information

Documents

Red Flags

Company Information

RETIREMENT WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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