Laura G. Miani
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laura Grace Miani, who also goes by Laura Grace Brezosky, was a registered financial professional .
Laura is a previously registered financial professional and started their career in finance in 1988. Laura had worked at 8 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 15, 2013 - October 31, 2013
INDEPENDENT BROKERAGE SOLUTIONS LLC
July 7, 2000 - August 16, 2012
MILLER TABAK + CO., LLC
July 2, 1999 - July 7, 2000
MILLER TABAK HIRSCH & CO.
March 3, 1998 - September 4, 1998
ABN AMRO INCORPORATED
August 6, 1997 - March 16, 1998
BARCLAYS CAPITAL INC.
March 12, 1996 - August 6, 1997
ANZ SECURITIES (USA) INC.
April 12, 1989 - June 24, 1996
PRUDENTIAL EQUITY GROUP, LLC
April 27, 1988 - July 15, 1988
FIRST AMERICA EQUITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INDEPENDENT BROKERAGE SOLUTIONS LLC
CRD#: 153563 / SEC#: , 8-68549
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
