James T. Voelkel

Some features on this profile are disabled

CRD#: 1789495

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Timothy Voelkel, who also goes by Tim Voelkel, was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 1988. James had worked at 11 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Tim Voelkel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 2, 2014 - April 20, 2022

GREENSPRING ADVISORS, LLC

RIA

CRD#: 132669

TOWSON, MD

Past

December 7, 2007 - December 31, 2009

CHAPIN, DAVIS

RIA

CRD#: 28116

BALTIMORE, MD

Past

December 7, 2007 - December 31, 2009

CHAPIN, DAVIS

CRD#: 28116

BALTIMORE, MD

Past

November 5, 2007 - January 3, 2014

CALVERT INVESTMENT COUNSEL

RIA

CRD#: 135656

HUNT VALLEY, MD

Past

April 2, 2007 - November 5, 2007

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

HUNT VALLEY, MD

Past

April 2, 2007 - November 5, 2007

MORGAN STANLEY & CO. LLC

CRD#: 8209

HUNT VALLEY, MD

Past

March 24, 2005 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

LUTHERVILLE, MD

Past

February 7, 2005 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

LUTHERVILLE, MD

Past

March 5, 2003 - August 24, 2004

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

November 1, 2000 - October 14, 2002

UNIFIED FINANCIAL SECURITIES, LLC

CRD#: 7868

INDIANAPOLIS, IN

Past

April 25, 2000 - November 1, 2000

AMERIPRIME FINANCIAL SECURITIES, INC.

CRD#: 38183

SOUTHLAKE, TX

Past

April 29, 1998 - July 30, 1999

TRUIST SECURITIES, INC.

CRD#: 6271

ATLANTA, GA

Past

September 1, 1997 - May 12, 1998

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

January 22, 1988 - September 1, 1997

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GREENSPRING ADVISORS, LLC

CRD#: 132669 / SEC#: 801-67570

RIA

Registered Investment Advisory firm - (2/22/2007 Approved)

Maryland

Registered Investment Advisory firm - (3/22/2007 Terminated)

Pennsylvania

Registered Investment Advisory firm - (2/23/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/22/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/1/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/6/1988

General Securities Representative Examination

Current Firm

GREENSPRING ADVISORS, LLC

CRD#: 132669 / SEC#: 801-67570

RIA

Registered Investment Advisory firm - (2/22/2007 Approved)

Maryland

Registered Investment Advisory firm - (3/22/2007 Terminated)

Pennsylvania

Registered Investment Advisory firm - (2/23/2007 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

One West Pennsylvania Avenue Suite 500, Towson, MD 21204

Mailing Address

Phone number

(443) 564-4600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 (10/31/2025)

Regulatory assets under management

Total Number of Accounts	4,764
AUM (Assets Under Management)	$ 3,775,318,486

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

James T. Voelkel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CHAPIN, DAVIS

CHAPIN, DAVIS

CALVERT INVESTMENT COUNSEL

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

LEGG MASON WOOD WALKER, INCORPORATED

UNIFIED FINANCIAL SECURITIES, LLC

AMERIPRIME FINANCIAL SECURITIES, INC.

TRUIST SECURITIES, INC.

DB ALEX. BROWN LLC

ALEX. BROWN & SONS INCORPORATED

Primary Firm SEC Registration

GREENSPRING ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/22/2005

Series 63

Date: 3/1/1988

Series 7

Date: 1/6/1988

Current Firm

GREENSPRING ADVISORS, LLC

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GREENSPRING ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors