Lee E. Kerr

CROSSWALK INVESTMENT ADVISORY

Strasburg, PA 17579

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CRD#: 1789414

Professional summary

Lee Eric Kerr is a registered financial advisor currently at CROSSWALK INVESTMENT ADVISORY, INC. located in Strasburg, Pennsylvania.

Lee is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Lee has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lee Eric Kerr's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 3, 1999 - Present

CROSSWALK INVESTMENT ADVISORY, INC.

Office #1: 108 West Main Street, Strasburg, PA 17579

RIA

CRD#: 123428

Strasburg, PA

Past

June 21, 1991 - September 24, 1993

USLIFE EQUITY SALES CORP.

CRD#: 7962

Past

November 21, 1988 - June 18, 1991

FSC SECURITIES CORPORATION

CRD#: 7461

Past

January 20, 1988 - November 8, 1988

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(5/26/2023)

IAR

Pennsylvania
(11/3/1999)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/5/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/20/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/16/1988

General Securities Representative Examination

Current Firm

CROSSWALK INVESTMENT ADVISORY, INC.

CRD#: 123428 / SEC#:

North Carolina

Registered Investment Advisory firm - (5/26/2023 Approved)

Pennsylvania

Registered Investment Advisory firm - (11/3/1999 Approved)

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Contact information

Main Address

108 West Main Street, Strasburg, PA 17579

Mailing Address

Phone number

(717) 295-8881

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	375
AUM (Assets Under Management)	$ 52,403,260

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Lee E. Kerr

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lee Eric Kerr's CRS (Customer Relationship Summary).

Certified licenses

Experience

CROSSWALK INVESTMENT ADVISORY, INC.

USLIFE EQUITY SALES CORP.

FSC SECURITIES CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/5/1995

Series 63

Date: 1/20/1988

Series 7

Date: 1/16/1988

Current Firm

CROSSWALK INVESTMENT ADVISORY, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CROSSWALK INVESTMENT ADVISORY, INC.

TRUST BUT VERIFY

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