Emily L. Rellinger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Emily Louise Rellinger, who also goes by Emily Louise Bickersteth, was a registered financial professional .
Emily is a previously registered financial professional and started their career in finance in 1989. Emily had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 11, 2012 - February 8, 2013
GROWTH CAPITAL SERVICES, INC.
June 14, 2010 - November 24, 2010
A.J. PACE & CO., INC.
December 20, 2006 - February 13, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 21, 2006 - February 13, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 29, 2003 - December 13, 2005
A.J. PACE & CO., INC.
July 31, 1993 - October 4, 1994
CITIGROUP GLOBAL MARKETS INC.
May 23, 1989 - July 31, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROWTH CAPITAL SERVICES, INC.
CRD#: 124658 / SEC#: , 8-65705
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Financial | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
