Laura M. Tanne
Professional summary
Laura Moore Tanne, who also goes by Laura Moore Faus, Laura R Moore, Laura Ross Moore, Laura Moore Ryersen, Laura Moore Smith, is a registered financial professional currently at SPENCER CLARKE LLC located in Miami Beach, Florida.
Laura is registered as a RR (Registered Representative) and started their career in finance in 2004. Laura has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Laura Moore Tanne's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 16, 2024 - Present
SPENCER CLARKE LLC
Office #1: 1111 Lincoln Road Suite 500, Miami Beach, FL 33139March 5, 2020 - May 21, 2024
ENTORO SECURITIES, LLC
July 26, 2018 - March 25, 2020
DALMORE GROUP LLC
February 9, 2015 - September 22, 2016
RACE ROCK CAPITAL LLC
September 1, 2008 - November 4, 2014
NEWEDGE USA, LLC
July 2, 2004 - September 1, 2008
NEWEDGE FINANCIAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/16/2024)
(5/16/2024)
(5/16/2024)
Exams
FINRA
Current Firm
SPENCER CLARKE LLC
CRD#: 41316 / SEC#: , 8-49362
Contact information
FINRA licenses (30 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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Company Information
SPENCER CLARKE LLC
CRD#: 41316Miami Beach, FL 33139TRUST BUT VERIFY
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